Equity Capital and Small BusinessEdward L. Anthony Small Business Administration, 1960 - 78 páginas |
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Página 14
... Filing and indexing certificate of incorporations : $ 2 Recording fee : $ 4 for first 1600 words or less 75 cents for each additional page 50 cents for certificate that charter has been recorded Certifying copy : At least $ 5 Stock ...
... Filing and indexing certificate of incorporations : $ 2 Recording fee : $ 4 for first 1600 words or less 75 cents for each additional page 50 cents for certificate that charter has been recorded Certifying copy : At least $ 5 Stock ...
Página 15
... filing of a registration statement with the Securities and Exchange Com- mission . It also requires the seller to deliver to investors a prospectus containing specified information . The Securities Act applies to offers and sales of all ...
... filing of a registration statement with the Securities and Exchange Com- mission . It also requires the seller to deliver to investors a prospectus containing specified information . The Securities Act applies to offers and sales of all ...
Página 16
... filing with the Commission . However , until the registration state- ment is filed no offering of the securities may be made , and until the registration statement is effective no contract of sale for the securities may be entered into ...
... filing with the Commission . However , until the registration state- ment is filed no offering of the securities may be made , and until the registration statement is effective no contract of sale for the securities may be entered into ...
Página 17
... filed with the SEC . ( Where there is a question about an exemption , the assistance of the staff of the SEC may be obtained from the Commission's field offices or from the central office in Washington . ) Some of the most pertinent ...
... filed with the SEC . ( Where there is a question about an exemption , the assistance of the staff of the SEC may be obtained from the Commission's field offices or from the central office in Washington . ) Some of the most pertinent ...
Página 18
... filing with SEC of a notification on Form 1 - A and the filing and use of an offering circular containing basic information about the issuer and the security . This information is filed in the office of the SEC for the region in which ...
... filing with SEC of a notification on Form 1 - A and the filing and use of an offering circular containing basic information about the issuer and the security . This information is filed in the office of the SEC for the region in which ...
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Términos y frases comunes
20 cents Aids for Small amount assets Atchafalaya River book value borrowing business investment companies businessmen Capital and Small Capital for Small cash charter common stock company's convertible debentures corporation cost debt development companies directors dividends enterprise equity financing exemption expansion filing financial assistance funds growing growth companies income increased industrial foundation instances Internal Revenue Service investment banker investment house investors issuer junior shares licensee long-term loans Management Aids market value ment offering circular operations original owners paid pany payment percent possible prefabricated home preferred stock problem profits prospective public financing public offering registration Regulation risk Securities Act seeking sell Small Business Administration small business concerns small business investment small companies small firms small issues Small Manufacturers smaller sold sources specific stockholders successful taxes THEODORE W tion underwriter usually Venture capital organizations Washington
Pasajes populares
Página 65 - ... (a) In addition to the report to SBA required by § 107.302-3, each Licensee shall submit a supplementary report at the end of each six months period of operation to SBA which need not be furnished to its shareholders. Such supplementary report shall include, in such form as may be requested by SBA, a review of the activities of the Licensee during the period involved, with a statement and evaluation of such debentures, notes or other assets as have been or may have been acquired during such...
Página 1 - The number of directors constituting the initial board of directors and the names and addresses of the persons who are to serve as directors until the first annual meeting of shareholders or until their successors be elected and qualify.
Página 59 - At any time during the last half of the taxable year more than 50 percent in value of its outstanding stock is owned, directly or indirectly, by or for not more than 5 individuals.
Página 8 - Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within or, if a corporation, incorporated by and doing business within, such State or Territory.
Página 67 - Nashville, Tenn. New Orleans, La. New York, NY Oklahoma City, Okla. Omaha, Nebr. Philadelphia, Pa. Phoenix, Ariz. Pittsburgh, Pa. Portland, Oreg.
Página 65 - ... to stimulate and supplement the flow of private equity capital and long-term loan funds which small -business concerns need for the sound financing of their business operations and for their growth, expansion, and modernization, and which are not available in adequate supply: Provided, however , That this policy shall be carried out in such manner as to insure the maximum participation of private financing sources...
Página 59 - SBA" means the Small Business Administration. SBID. "SBID" means the Small Business Investment Division of SBA. Small business concern. "Small business concern" means one which is independently owned and operated and not dominant in its field of operation.
Página 58 - ... mere holding or investment company" will be considered overcome so long as such company: (1) Complies with all the provisions of the Small Business Investment Act of 1958 and the regulations thereunder: and (2) Actively engages in the business of providing funds to small business concerns...
Página 63 - ... thereon, and shall contain an option for the original holder or any holder in due course thereof, to convert the same into stock of the small business concern, at any time up to and including the effective date of any call thereof by the small business concern. (c) Said convertible debentures shall be convertible into the number of shares of stock of such small business concern, of an agreed type representing a total value equal to the face value of the convertible debentures being converted....