Equity Capital and Small BusinessEdward L. Anthony Small Business Administration, 1960 - 78 páginas |
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Página 16
... offering of the securities may be made , and until the registration statement is effective no contract of sale for ... offerings ; ( 2 ) Certain local offerings described below ; ( 3 ) Certain offerings not in excess of $ 300,000 if made ...
... offering of the securities may be made , and until the registration statement is effective no contract of sale for ... offerings ; ( 2 ) Certain local offerings described below ; ( 3 ) Certain offerings not in excess of $ 300,000 if made ...
Página 17
... Offerings . The exemption from registration for issues not involving any public offering ( section 4 ( 1 ) of the statute ) is probably utilized more than any other by small business enterprises . For exam- ple : when a partnership ...
... Offerings . The exemption from registration for issues not involving any public offering ( section 4 ( 1 ) of the statute ) is probably utilized more than any other by small business enterprises . For exam- ple : when a partnership ...
Página 18
... offering is limited to residents of the State . ( Details of this exemption can be found in SEC Securities Act Release No. 1459. ) Offerings of Limited Size . An exemption from registration is avail- able for small public offerings not ...
... offering is limited to residents of the State . ( Details of this exemption can be found in SEC Securities Act Release No. 1459. ) Offerings of Limited Size . An exemption from registration is avail- able for small public offerings not ...
Página 19
... offering commenced within 1 year of the new offering and securities sold within 1 year without exemption , must also be deducted in arriving at the amount of the available exemption . The maximum of $ 300,000 which may be offered under ...
... offering commenced within 1 year of the new offering and securities sold within 1 year without exemption , must also be deducted in arriving at the amount of the available exemption . The maximum of $ 300,000 which may be offered under ...
Página 20
... offering circular or other sales literature is misleading , or that fraud or deceit is or may be used in connection with the offering or sale . Upon request , a hearing may be had on any such suspension order after which the suspension ...
... offering circular or other sales literature is misleading , or that fraud or deceit is or may be used in connection with the offering or sale . Upon request , a hearing may be had on any such suspension order after which the suspension ...
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Términos y frases comunes
20 cents Aids for Small amount assets Atchafalaya River book value borrowing business investment companies businessmen Capital and Small Capital for Small cash charter common stock company's convertible debentures corporation cost debt development companies directors dividends enterprise equity financing exemption expansion filing financial assistance funds growing growth companies income increased industrial foundation instances Internal Revenue Service investment banker investment house investors issuer junior shares licensee long-term loans Management Aids market value ment offering circular operations original owners paid pany payment percent possible prefabricated home preferred stock problem profits prospective public financing public offering registration Regulation risk Securities Act seeking sell Small Business Administration small business concerns small business investment small companies small firms small issues Small Manufacturers smaller sold sources specific stockholders successful taxes THEODORE W tion underwriter usually Venture capital organizations Washington
Pasajes populares
Página 65 - ... (a) In addition to the report to SBA required by § 107.302-3, each Licensee shall submit a supplementary report at the end of each six months period of operation to SBA which need not be furnished to its shareholders. Such supplementary report shall include, in such form as may be requested by SBA, a review of the activities of the Licensee during the period involved, with a statement and evaluation of such debentures, notes or other assets as have been or may have been acquired during such...
Página 1 - The number of directors constituting the initial board of directors and the names and addresses of the persons who are to serve as directors until the first annual meeting of shareholders or until their successors be elected and qualify.
Página 59 - At any time during the last half of the taxable year more than 50 percent in value of its outstanding stock is owned, directly or indirectly, by or for not more than 5 individuals.
Página 8 - Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within or, if a corporation, incorporated by and doing business within, such State or Territory.
Página 67 - Nashville, Tenn. New Orleans, La. New York, NY Oklahoma City, Okla. Omaha, Nebr. Philadelphia, Pa. Phoenix, Ariz. Pittsburgh, Pa. Portland, Oreg.
Página 65 - ... to stimulate and supplement the flow of private equity capital and long-term loan funds which small -business concerns need for the sound financing of their business operations and for their growth, expansion, and modernization, and which are not available in adequate supply: Provided, however , That this policy shall be carried out in such manner as to insure the maximum participation of private financing sources...
Página 59 - SBA" means the Small Business Administration. SBID. "SBID" means the Small Business Investment Division of SBA. Small business concern. "Small business concern" means one which is independently owned and operated and not dominant in its field of operation.
Página 58 - ... mere holding or investment company" will be considered overcome so long as such company: (1) Complies with all the provisions of the Small Business Investment Act of 1958 and the regulations thereunder: and (2) Actively engages in the business of providing funds to small business concerns...
Página 63 - ... thereon, and shall contain an option for the original holder or any holder in due course thereof, to convert the same into stock of the small business concern, at any time up to and including the effective date of any call thereof by the small business concern. (c) Said convertible debentures shall be convertible into the number of shares of stock of such small business concern, of an agreed type representing a total value equal to the face value of the convertible debentures being converted....