Federal Securities Act: Hearing Before the Committee on Interstate and Foreign Commerce, House of Representatives Seventy-third Congress, First Session, on H.R. 4314, to Provide for the Furnishing of Information and the Supervision of Traffic in Investment Securities in Interstate Commerce. March 31, April 1, 4, 5, 1933 ...U.S. Government Printing Office, 1933 - 248 páginas |
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Página 2
... District of Columbia or within the District of Columbia or any Territory or any insular possession or other place under the jurisdiction of the United States , or any printed , written , or other graphic communication , or any spoken ...
... District of Columbia or within the District of Columbia or any Territory or any insular possession or other place under the jurisdiction of the United States , or any printed , written , or other graphic communication , or any spoken ...
Página 5
... District of Columbia by filing in the court , within thirty days after the entry of such order , a written petition praying that the order of the Commission be set aside . A copy of such petition shall be forthwith served upon the ...
... District of Columbia by filing in the court , within thirty days after the entry of such order , a written petition praying that the order of the Commission be set aside . A copy of such petition shall be forthwith served upon the ...
Página 6
... District of Columbia : Provided , That any spoken , written , printed , or other graphic communication or document announc- ing , offering , or advertising for sale any securities offered by a foreign government or political subdivision ...
... District of Columbia : Provided , That any spoken , written , printed , or other graphic communication or document announc- ing , offering , or advertising for sale any securities offered by a foreign government or political subdivision ...
Página 7
... District of Columbia or by any State of the United States or political subdivision or agency thereof . ( b ) Any security issued by and representing an interest in or a direct obligation of any common carrier or other public utility ...
... District of Columbia or by any State of the United States or political subdivision or agency thereof . ( b ) Any security issued by and representing an interest in or a direct obligation of any common carrier or other public utility ...
Página 8
... District of Columbia , where at that time it is unlawful to sell , offer for sale , tender for sale or delivery , or to solicit sub- scriptions or orders for such security or securities . The exemptions contained in sections 11 and 12 ...
... District of Columbia , where at that time it is unlawful to sell , offer for sale , tender for sale or delivery , or to solicit sub- scriptions or orders for such security or securities . The exemptions contained in sections 11 and 12 ...
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Términos y frases comunes
advertising amendment apply assets attorney banks believe bill Blue Sky Laws blue-sky bonds BREED building and loan BULWINKLE BUTLER capital Capital Issues Committee CHAIRMAN clause commercial paper committee Congress corporation course Court of Appeals District of Columbia exemptions facts Federal Securities Act Federal Trade Commission filed foreign government foreign securities fraud fraudulent gentlemen give HEALY hearing HUDDLESTON Interstate Commerce Commission investigation investment bankers investor issuance issuer KENNEY legislation liability loan associations MAPES MARLAND ment MERRITT MILLER offered PARKER percent permit person PETTENGILL principle proposed provisions purchaser question railroad reference registration statement regulations responsibility revocation revoke SABATH sale of securities SAM RAYBURN section 11 Securities Act securities issued sell situation sold statute subdivision thereof suggestion thing THOMPSON tion transactions underwriter United WOLVERTON words York
Pasajes populares
Página 9 - If any provision of this Act, or the application of such provision to any . person or circumstance, shall be held invalid, the remainder of this Act, or the application of such provision to persons or circumstances other than those as to which it is held invalid, shall not be affected thereby. SEC. 16. This Act may be cited as the "National Labor Relations Act.
Página 9 - ... to produce documentary evidence if so ordered, or to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Página 105 - These contracts are not articles of commerce in any proper meaning of the word. They are not subjects of trade and barter offered in the market as something having an existence and value independent of the parties to them. They are not commodities to be shipped or forwarded from one State to another, and then put up for sale.
Página 8 - Judgments and decrees so rendered shall be subject to review as provided in sections 128 and 240 of the Judicial Code, as amended (USC, title 28, sees. 225 and 347).
Página 192 - Any security exchanged by the issuer with its existing security holders exclusively where no commission or other remuneration is paid or given directly or indirectly for soliciting such exchange...
Página 2 - security' means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, preorganization certificate or subscription, transferable share, investment contract, voting-trust certificate, certificate of deposit for a security, fractional undivided interest in oil, gas or other mineral rights...
Página 192 - ... as in cases of contract from any person who, if sued separately, would have been liable to make the same payment, unless the person who has become liable was, and the other was not, guilty of fraudulent misrepresentation.
Página 7 - ... made in the course of repeated and successive transactions of a like character by such owner, or on his account by such representative, and such owner or representative not being the underwriter of such security.
Página 13 - Act, shall have employed, or employs, or is about to employ any device, scheme or artifice to defraud or for obtaining money or property by means of any false pretense, representation or promise...
Página 9 - Upon the application of the Attorney General of the United States, at the request of the commission, the district courts of the United States shall have jurisdiction to issue writs of mandamus commanding any person or corporation to comply with the provisions of this Act or any order of the commission made in pursuance thereof.