 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...upon which it is based. BEGULATION OF THE USE OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange— (a) To effect the sale of any security registered on a national securitiesexchange, which at the time of such... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...upon which it is based. REGULATION OF THE TJBK OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of any means or instrumentality of interstate commerce or of I he mails or of any facility of any national securities exchange' — (a)... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...upon which it is based. REGULATION OF THE USE OP MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange — (a) To effect the sale of any security registered on a national securities exchange, which at the time of... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...M ml sonricp contracts; REGULATION OF THE USE OF MANIPULATIVE DEVICES SEC. 9. It shall be unlawful for any person, directly or indirectly, by use of...facility of any national securities exchange — (a) To effect a short sale of any security registered on a national securities exchange, except in accordance... | |
 | United States - 1938 - 48 páginas
...any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale,... | |
 | United States - 1994 - 1332 páginas
...discretion, effects transactions for the purchase or sale of any publicly traded security or securities m- 5 \ ͪ \ذr % X s ڮqQVO `JM i7 b : W - 3A Tݝ Hn C% a national securities exchange, directly or indirectly by or through a registered broker or dealer... | |
 | United States - 1953 - 1692 páginas
...any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale,... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1946 - 64 páginas
...any person, directly or indirectly, by the use of any means or instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange — (a) To effect a short sale, or to use or employ any stop-loss order in connection with the purchase or sale,... | |
 | 1979 - 1228 páginas
...person, directly or indirectly, by the use of any means or Instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange. (a) To esipicy any device, atltriiif, or amfic* 10 deJrvjs. b To in&re any untrue statement of a material... | |
 | 1950 - 634 páginas
...applicable to securities offered over the counter, are as follows : "Sec. 10. It shall be unlawful for any person, directly or indirectly, by use of...or of the mails, or of any facility of any national securities exchange — • ••••» "(b) To use or employ, in connection with the purchase or... | |
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It shall be unlawful for any person, directly or indirectly, by use of any means or instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To... 
