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" ... security", or any certificate of interest or participation in, temporary or interim certificate for, receipt for, guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing. "
The Legal Considerations in Business Financing: A Guide for Corporate Management
por Alan S. Gutterman - 1994 - 279 páginas
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen439

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1980 - 1224 páginas
...certificate of deposit for a security, fractional undivided interest in oil, gas, or other mineral rights, or, in general, any interest or instrument commonly...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." The definition of a "security" in § 3 (a) (10 of the Securities Exchange...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...subscription, transferable share, investment contract, voting-trust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, uny of the foregoing, but the term "security" as used...
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...subscription, transferable share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used...
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Stock Exchange Regulation: Hearing Before the Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...subscription, transferable share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase, any of the foregoing, but the term "security" as used...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1934 - 922 páginas
...certificate of interest in property tangible or intangible, or, in general, any instrument wmmonly known as a security, or any certificate of interest...temporary or interim certificate for, receipt for, or warrant or right to subscribe to or purchase any of the foregoing. (13) The term "State" means any...
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Public Utility Holding Company Act of 1935: Hearings, April 16 to 29, 1935

United States. Congress. Senate. Committee on Interstate Commerce - 1935 - 1164 páginas
...certificate, certificate of deposit for a security, receiver's or trustee's certificate, or in general any Instrument commonly known as a " security " ; or any...temporary or interim certificate for, receipt for, guaranty of or warrant or right to subscribe to or purchase, any of the foregoing; (17) "voting security"...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 294 páginas
...assigning any right, title, or interest in or to goods, wares, and merchandise, or, in general, any instrument commonly known as a " security ", or any...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1968 - 374 páginas
...interest or instrument commonly known as a ' security , or any certificate of interest or trticipation in, temporary or interim certificate for, receipt...guarantee of, or warrant or right to subscribe to or purchase, any of the foregoing." (b) Paragraph (4) of such section 2 is amended to read as follows...
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Crime, Kidnaping and Prison Laws...

United States - 1935 - 538 páginas
...to goods, wares, and merchandise^ or, in general, any instrument commonly known as a " security "r or any certificate of interest or participation in,...temporary or interim certificate for, receipt for, warrant, or right to subscribe to or purchase any of the foregoing, or any forged, counterfeited, or...
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Laws of the State of New York, Volumen1

New York (State) - 1936 - 1416 páginas
...or subscription, transferable share, voting trust certificate, certificate of interest in property, or any certificate of interest or participation in, temporary or interim certificate for, or warrant or right to subscribe to or purchase any of the foregoing. Such security or instrument shall...
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