Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934 |
Dentro del libro
Resultados 1-5 de 100
Página 20
... possible administrative agency that can be conceived for that purpose . I think the best way in which I can bring out the way in which this bill meets that objective of flexibility of administration is by trying to give you a picture of ...
... possible administrative agency that can be conceived for that purpose . I think the best way in which I can bring out the way in which this bill meets that objective of flexibility of administration is by trying to give you a picture of ...
Página 26
... possible out of the exchanges , permitting the administrative authorities to come in on occasions when that self - regulation fails . The bill , on the other hand , permits this intervention with greater ease . It makes matters crimes ...
... possible out of the exchanges , permitting the administrative authorities to come in on occasions when that self - regulation fails . The bill , on the other hand , permits this intervention with greater ease . It makes matters crimes ...
Página 27
... possible and at the same time preserve the public interest . Now , that balance has been differently achieved in the bill than it has been in the Roper report . The balance which was achieved in the Roper report , was the result of what ...
... possible and at the same time preserve the public interest . Now , that balance has been differently achieved in the bill than it has been in the Roper report . The balance which was achieved in the Roper report , was the result of what ...
Página 34
... possible to regulate rates so as to be sure not to get more than an excess return on some and on others get less than a fair return and therefore it was desirable to have this recapture provision in there , Mr. Chief Justice Taft in ...
... possible to regulate rates so as to be sure not to get more than an excess return on some and on others get less than a fair return and therefore it was desirable to have this recapture provision in there , Mr. Chief Justice Taft in ...
Página 51
... possible for someone to buy stock and pay for it in full , with the idea of selling it a short time later at a profit . If that were done , however , the amount of speculation would be relatively small , because it would be limited to ...
... possible for someone to buy stock and pay for it in full , with the idea of selling it a short time later at a profit . If that were done , however , the amount of speculation would be relatively small , because it would be limited to ...
Términos y frases comunes
authority banks believe bill bonds borrow broker brokerage bucket shop BULWINKLE capital CHAIRMAN collateral Commissioner LANDIS Congress CORCORAN corporations Curb Exchange deal DICKINSON directors effect fact Federal Reserve Board Federal Reserve System Federal Trade Commission firms give going GOLDENWEISER Government GRUBB HANCOCK houses HUDDLESTON industry interstate commerce Interstate Commerce Commission investors issue issuer KENNEY legislation listed loans MAPES margin requirements MARLAND matter mean ment MERRITT national securities exchange NEWBOLD O'BRIEN odd-lot dealer officers operations opinion over-the-counter percent person PETTENGILL PIERCE practices present prohibition protection provisions proxies public interest purchase purpose question reason reference registered rules and regulations segregation short selling SMITH specialist speculation statement stock market stockholders suggestions thing tion transactions unlisted securities WHITNEY WOLVERTON York Curb Exchange York Stock Exchange
Pasajes populares
Página 627 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Página 627 - ... may be served in any other district of which the defendant is an inhabitant or wherever the defendant may be found.
Página 13 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Página 14 - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Página 627 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Página 254 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
Página 593 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
Página 584 - As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer.