Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934 |
Dentro del libro
Resultados 1-5 de 100
Página 6
... result of any such transaction . ( c ) Any person who participates in a transaction or transactions in violation of subsection ( a ) of this section shall be liable to any person who shall have sold a security , the price of which may ...
... result of any such transaction . ( c ) Any person who participates in a transaction or transactions in violation of subsection ( a ) of this section shall be liable to any person who shall have sold a security , the price of which may ...
Página 14
... result of violation of any rule of the exchange , insofar as the action taken is not inconsistent with the provisions of this Act or the rules and regulations of the Commission thereunder . VALIDITY OF CONTRACTS SEC . 27. ( a ) Any ...
... result of violation of any rule of the exchange , insofar as the action taken is not inconsistent with the provisions of this Act or the rules and regulations of the Commission thereunder . VALIDITY OF CONTRACTS SEC . 27. ( a ) Any ...
Página 17
... result of that transaction moving through the exchange is to transfer an interest from Louisiana to Massachusetts . True the interest is in the steel properties , but an interest represented by a security in Louisiana , now becomes ...
... result of that transaction moving through the exchange is to transfer an interest from Louisiana to Massachusetts . True the interest is in the steel properties , but an interest represented by a security in Louisiana , now becomes ...
Página 37
... result in it all being gathered up by the rich men of the country and not distributed through the little fellows who may want to trade . Now , what have you to say on that ? Commissioner LANDIS . Well- Mr. PETTENGILL . Will this tend ...
... result in it all being gathered up by the rich men of the country and not distributed through the little fellows who may want to trade . Now , what have you to say on that ? Commissioner LANDIS . Well- Mr. PETTENGILL . Will this tend ...
Página 58
... result in a rapid contraction of credit and a decrease in the volume of purchasing power . For these various reasons , which grow out of the fact that the stock market in this country can obtain such a large amount of credit , the stock ...
... result in a rapid contraction of credit and a decrease in the volume of purchasing power . For these various reasons , which grow out of the fact that the stock market in this country can obtain such a large amount of credit , the stock ...
Términos y frases comunes
authority banks believe bill bonds borrow broker brokerage bucket shop BULWINKLE capital CHAIRMAN collateral Commissioner LANDIS Congress CORCORAN corporations Curb Exchange deal DICKINSON directors effect fact Federal Reserve Board Federal Reserve System Federal Trade Commission firms give going GOLDENWEISER Government GRUBB HANCOCK houses HUDDLESTON industry interstate commerce Interstate Commerce Commission investors issue issuer KENNEY legislation listed loans MAPES margin requirements MARLAND matter mean ment MERRITT national securities exchange NEWBOLD O'BRIEN odd-lot dealer officers operations opinion over-the-counter percent person PETTENGILL PIERCE practices present prohibition protection provisions proxies public interest purchase purpose question reason reference registered rules and regulations segregation short selling SMITH specialist speculation statement stock market stockholders suggestions thing tion transactions unlisted securities WHITNEY WOLVERTON York Curb Exchange York Stock Exchange
Pasajes populares
Página 627 - Commission shall be final, subject to review by the Supreme Court of the United States upon certiorari or certification as provided in sections 239 and 240 of the Judicial Code, as amended (USC, title 28, sees. 346 and 347).
Página 627 - ... may be served in any other district of which the defendant is an inhabitant or wherever the defendant may be found.
Página 13 - Circuit Court of Appeals of the United States, within any circuit wherein such person resides or has his principal place of business, or in the United States Court of Appeals for the District of Columbia...
Página 14 - Individual shall be prosecuted or subjected to any penalty or forfeiture for or on account of any transaction, matter, or thing concerning which he Is compelled, after having claimed his privilege against self-incrimination, to testify or produce evidence, except that such individual so testifying shall not be exempt from prosecution and punishment for perjury committed in so testifying.
Página 627 - ... to give evidence touching the matter in question; and any failure to obey such order of the court may be punished by such court as a contempt thereof.
Página 254 - The making of goods and the mining of coal are not commerce, nor does the fact that these things are to be afterwards shipped or used in interstate commerce, make their production a part thereof.
Página 593 - ... any note, draft, bill of exchange, or banker's acceptance which has a maturity at the time of issuance of not exceeding nine months, exclusive of days of grace, or any renewal thereof the maturity of which is likewise limited. (11) The term "equity security...
Página 584 - As used in this paragraph the term "issuer" shall include, in addition to an issuer, any person directly or indirectly controlling or controlled by the issuer, or any person under direct or indirect common control with the issuer.