Inside Wall StreetBeard Books, 2000 - 288 páginas |
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Página 54
... Third Market was a flourishing rival . Another problem was the increase in the number of block trades , those orders of more than a few thousand shares — the N.Y.S.E. today defines them as 10,000 or more shares of a stock in a single ...
... Third Market was a flourishing rival . Another problem was the increase in the number of block trades , those orders of more than a few thousand shares — the N.Y.S.E. today defines them as 10,000 or more shares of a stock in a single ...
Página 55
... market . By 1973 it peaked at 11.4 percent , lev- eled off , and then rose once more . This is not to imply that the ... Third Market — to describe the O - T - C traders who specialized in listed securities . * That year Third * " In ...
... market . By 1973 it peaked at 11.4 percent , lev- eled off , and then rose once more . This is not to imply that the ... Third Market — to describe the O - T - C traders who specialized in listed securities . * That year Third * " In ...
Página 56
... market . By 1972 , the figure had reached 327 million , well over 7 percent of the business done by specialists . As might have been expected , the N.Y.S.E. specialists were skit- tish . The Third Market challenge , added to the ...
... market . By 1972 , the figure had reached 327 million , well over 7 percent of the business done by specialists . As might have been expected , the N.Y.S.E. specialists were skit- tish . The Third Market challenge , added to the ...
Página 57
... Third Market's new facility . Or at least , this was the hope the specialists held in 1971 . Would the brokerages ... market — and this meant no dealings with the Third Market . In 1971-72 , the N.Y.S.E. interpreted the rule to mean the ...
... Third Market's new facility . Or at least , this was the hope the specialists held in 1971 . Would the brokerages ... market — and this meant no dealings with the Third Market . In 1971-72 , the N.Y.S.E. interpreted the rule to mean the ...
Página 58
... market is more costly than that of the dealers . It has a complex superstructure and services facility — the N.Y.S.E.'s 1976 expenditures were around $ 84 million , more than twice the 1966 fig- ure . Too , it is cumbersome . In the Third ...
... market is more costly than that of the dealers . It has a complex superstructure and services facility — the N.Y.S.E.'s 1976 expenditures were around $ 84 million , more than twice the 1966 fig- ure . Too , it is cumbersome . In the Third ...
Contenido
22 | |
44 | |
67 | |
NYSEUpstairs | 91 |
Research | 116 |
Options for the Amex | 140 |
SEC | 164 |
The Investment Bankers | 193 |
Institutions | 217 |
Images | 242 |
Coda | 265 |
For Further Reading | 273 |
Bibliography | 275 |
Index | 281 |
Términos y frases comunes
accounts alter American American Stock Exchange Amex analysts assets bankers Batten bonds brokerages bull market capital central market century City clients commercial banks commission houses companies Corporation created Curb curbstone brokers deal decade decline Dow Theory early economic electronic executive financial district firms floor function Glass-Steagall Act individuals industry institutions interest investment banks investors issues J. P. Morgan Journal journalists knew Kolton late leaders listed lower Manhattan major managers manipulations market makers marketplace Merrill Lynch million shares mutual funds NASDAQ Needham newspapers O-T-C dealers operations options trading organization portfolio president prior purchase reform registered representative reports securities markets sell situation specialist system speculators Stock Exchange Streeters Third Market ticker tion transactions trust U.S. Steel underwriting Vanderbilt volume Wall Street wanted Washington Weeden William Batten York
Pasajes populares
Página 119 - The market is always to be considered as having three movements, all going on at the same time. The first is the narrow movement from day to day. The second is the short swing, running from two weeks to a month or more; the third is the main movement, covering at least four years in its duration.
Página 198 - UNTERMYER: Is not commercial credit based primarily upon money or property? MORGAN: No, sir: the first thing is character.
Página 123 - It deals not only with methods of analyzing individual issues, but also with the establishment of general principles of selection and protection of security holdings. Hence much emphasis has been laid upon distinguishing the investment from the speculative approach, upon setting up sound and workable tests of safety, and upon an understanding of the rights and true interests of investors in senior securities and owners of common stocks.
Página 175 - ... although many specific recommendations for improvements in rules and practices are made in the Report of the Special Study, the report demonstrates that neither the fundamental structure of the securities markets nor of the regulatory pattern of the securities acts requires dramatic reconstruction. The report should not impair public confidence in the securities markets, but should strengthen it as suggestions for raising standards are put into practice.
Página 175 - At the outset we emphasize that, although many specific recommendations for improvements in rules and practices are made in the Report of the Special Study, the report demonstrates that neither the fundamental structure of the securities markets nor of the regulatory pattern of the securities acts requires dramatic reconstruction.
Página 193 - This squalid mess is due to nothing but Governor Roosevelt's own weakness and timidity. . . . The trouble with Franklin D. Roosevelt is that his mind is not very clear, his purposes are not simple, and his methods are not direct.
Página 176 - We are challenged to elevate our sights — to concern ourselves with new areas of cooperation before we concern ourselves with new areas of control." He suggested to the regulatory agencies that they develop new cooperation with business rather than concentrating on new controls over business. OPPOSITION TO 8. 985 We want to register our opposition to Senate bill 985 for several specific reasons. I will just give general...
Página 120 - ... time after such top or bottom has been made. Sometimes people are able to guess when prices are at the top or at the bottom, but such...