Inside Wall StreetBeard Books, 2000 - 288 páginas |
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Página 49
... reforms undertaken after the paper - crunch had ended . They imply that the critical situation then had obliged the Exchange to modernize operations so as to avoid a repetition of the sorry and dangerous situation . This is a plausible ...
... reforms undertaken after the paper - crunch had ended . They imply that the critical situation then had obliged the Exchange to modernize operations so as to avoid a repetition of the sorry and dangerous situation . This is a plausible ...
Página 52
... Today even the Exchange concedes there have been major abuses in this system , and steps have been taken to reform it . One method was to introduce competing market makers , individuals permitted to 52 INSIDE WALL STREET.
... Today even the Exchange concedes there have been major abuses in this system , and steps have been taken to reform it . One method was to introduce competing market makers , individuals permitted to 52 INSIDE WALL STREET.
Página 60
... reforms after the 1969-70 debacle . By the early 1970s , the N.Y.S.E. leaders had come to understand that this was a losing game . By one means or another . Rule 394 would become a dead letter and they would have to accept drastic ...
... reforms after the 1969-70 debacle . By the early 1970s , the N.Y.S.E. leaders had come to understand that this was a losing game . By one means or another . Rule 394 would become a dead letter and they would have to accept drastic ...
Página 70
... reform era was about over , did the New Dealers seriously consider a restructuring of that market , and then it was done as an afterthought . How was the O - T - C to be regulated ? Had the question been asked in 1934 , most reformers ...
... reform era was about over , did the New Dealers seriously consider a restructuring of that market , and then it was done as an afterthought . How was the O - T - C to be regulated ? Had the question been asked in 1934 , most reformers ...
Página 145
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Contenido
22 | |
44 | |
67 | |
NYSEUpstairs | 91 |
Research | 116 |
Options for the Amex | 140 |
SEC | 164 |
The Investment Bankers | 193 |
Institutions | 217 |
Images | 242 |
Coda | 265 |
For Further Reading | 273 |
Bibliography | 275 |
Index | 281 |
Términos y frases comunes
accounts alter American American Stock Exchange Amex analysts assets bankers Batten bonds brokerages bull market capital central market century City clients commercial banks commission houses companies Corporation created Curb curbstone brokers deal decade decline Dow Theory early economic electronic executive financial district firms floor function Glass-Steagall Act individuals industry institutions interest investment banks investors issues J. P. Morgan Journal journalists knew Kolton late leaders listed lower Manhattan major managers manipulations market makers marketplace Merrill Lynch million shares mutual funds NASDAQ Needham newspapers O-T-C dealers operations options trading organization portfolio president prior purchase reform registered representative reports securities markets sell situation specialist system speculators Stock Exchange Streeters Third Market ticker tion transactions trust U.S. Steel underwriting Vanderbilt volume Wall Street wanted Washington Weeden William Batten York
Pasajes populares
Página 119 - The market is always to be considered as having three movements, all going on at the same time. The first is the narrow movement from day to day. The second is the short swing, running from two weeks to a month or more; the third is the main movement, covering at least four years in its duration.
Página 198 - UNTERMYER: Is not commercial credit based primarily upon money or property? MORGAN: No, sir: the first thing is character.
Página 123 - It deals not only with methods of analyzing individual issues, but also with the establishment of general principles of selection and protection of security holdings. Hence much emphasis has been laid upon distinguishing the investment from the speculative approach, upon setting up sound and workable tests of safety, and upon an understanding of the rights and true interests of investors in senior securities and owners of common stocks.
Página 175 - ... although many specific recommendations for improvements in rules and practices are made in the Report of the Special Study, the report demonstrates that neither the fundamental structure of the securities markets nor of the regulatory pattern of the securities acts requires dramatic reconstruction. The report should not impair public confidence in the securities markets, but should strengthen it as suggestions for raising standards are put into practice.
Página 175 - At the outset we emphasize that, although many specific recommendations for improvements in rules and practices are made in the Report of the Special Study, the report demonstrates that neither the fundamental structure of the securities markets nor of the regulatory pattern of the securities acts requires dramatic reconstruction.
Página 193 - This squalid mess is due to nothing but Governor Roosevelt's own weakness and timidity. . . . The trouble with Franklin D. Roosevelt is that his mind is not very clear, his purposes are not simple, and his methods are not direct.
Página 176 - We are challenged to elevate our sights — to concern ourselves with new areas of cooperation before we concern ourselves with new areas of control." He suggested to the regulatory agencies that they develop new cooperation with business rather than concentrating on new controls over business. OPPOSITION TO 8. 985 We want to register our opposition to Senate bill 985 for several specific reasons. I will just give general...
Página 120 - ... time after such top or bottom has been made. Sometimes people are able to guess when prices are at the top or at the bottom, but such...