Inside Wall StreetBeard Books, 2000 - 288 páginas |
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Página 19
... Transactions were misplaced and lost . In itself , this was not un- usual . But now they were buried somewhere in the machine's mem- ory , and on occasion could not be retrieved , even by technicians called in for that purpose ...
... Transactions were misplaced and lost . In itself , this was not un- usual . But now they were buried somewhere in the machine's mem- ory , and on occasion could not be retrieved , even by technicians called in for that purpose ...
Página 26
... transactions . No government agency could demand access to Exchange books or records , or regulate the N.Y.S.E. any more than it might a fraternal organization . The members claimed they were the Exchange , and the officers merely ...
... transactions . No government agency could demand access to Exchange books or records , or regulate the N.Y.S.E. any more than it might a fraternal organization . The members claimed they were the Exchange , and the officers merely ...
Página 33
... transaction of securities in the af- termarket , the latter the marketing of securities and the gathering of funds for new and established businesses . In practice , the largest and best known houses provided both services , although ...
... transaction of securities in the af- termarket , the latter the marketing of securities and the gathering of funds for new and established businesses . In practice , the largest and best known houses provided both services , although ...
Página 35
... transaction . Suppose a client contacted his broker and placed an order for 100 shares of Western Union , currently quoted at around 50. The office partner would fill out duplicate slips , place one in his file and give the other to one ...
... transaction . Suppose a client contacted his broker and placed an order for 100 shares of Western Union , currently quoted at around 50. The office partner would fill out duplicate slips , place one in his file and give the other to one ...
Página 38
... transaction at the Exchange . The purchaser of Western Union , for example , might have bought a " call " for 100 shares at 55 which ran for six months , for which he would have paid around $ 200 — and would not have to concern himself ...
... transaction at the Exchange . The purchaser of Western Union , for example , might have bought a " call " for 100 shares at 55 which ran for six months , for which he would have paid around $ 200 — and would not have to concern himself ...
Contenido
22 | |
44 | |
67 | |
NYSEUpstairs | 91 |
Research | 116 |
Options for the Amex | 140 |
SEC | 164 |
The Investment Bankers | 193 |
Institutions | 217 |
Images | 242 |
Coda | 265 |
For Further Reading | 273 |
Bibliography | 275 |
Index | 281 |
Términos y frases comunes
accounts alter American American Stock Exchange Amex analysts assets bankers Batten bonds brokerages bull market capital central market century City clients commercial banks commission houses companies Corporation created Curb curbstone brokers deal decade decline Dow Theory early economic electronic executive financial district firms floor function Glass-Steagall Act individuals industry institutions interest investment banks investors issues J. P. Morgan Journal journalists knew Kolton late leaders listed lower Manhattan major managers manipulations market makers marketplace Merrill Lynch million shares mutual funds NASDAQ Needham newspapers O-T-C dealers operations options trading organization portfolio president prior purchase reform registered representative reports securities markets sell situation specialist system speculators Stock Exchange Streeters Third Market ticker tion transactions trust U.S. Steel underwriting Vanderbilt volume Wall Street wanted Washington Weeden William Batten York
Pasajes populares
Página 119 - The market is always to be considered as having three movements, all going on at the same time. The first is the narrow movement from day to day. The second is the short swing, running from two weeks to a month or more; the third is the main movement, covering at least four years in its duration.
Página 198 - UNTERMYER: Is not commercial credit based primarily upon money or property? MORGAN: No, sir: the first thing is character.
Página 123 - It deals not only with methods of analyzing individual issues, but also with the establishment of general principles of selection and protection of security holdings. Hence much emphasis has been laid upon distinguishing the investment from the speculative approach, upon setting up sound and workable tests of safety, and upon an understanding of the rights and true interests of investors in senior securities and owners of common stocks.
Página 175 - ... although many specific recommendations for improvements in rules and practices are made in the Report of the Special Study, the report demonstrates that neither the fundamental structure of the securities markets nor of the regulatory pattern of the securities acts requires dramatic reconstruction. The report should not impair public confidence in the securities markets, but should strengthen it as suggestions for raising standards are put into practice.
Página 175 - At the outset we emphasize that, although many specific recommendations for improvements in rules and practices are made in the Report of the Special Study, the report demonstrates that neither the fundamental structure of the securities markets nor of the regulatory pattern of the securities acts requires dramatic reconstruction.
Página 193 - This squalid mess is due to nothing but Governor Roosevelt's own weakness and timidity. . . . The trouble with Franklin D. Roosevelt is that his mind is not very clear, his purposes are not simple, and his methods are not direct.
Página 176 - We are challenged to elevate our sights — to concern ourselves with new areas of cooperation before we concern ourselves with new areas of control." He suggested to the regulatory agencies that they develop new cooperation with business rather than concentrating on new controls over business. OPPOSITION TO 8. 985 We want to register our opposition to Senate bill 985 for several specific reasons. I will just give general...
Página 120 - ... time after such top or bottom has been made. Sometimes people are able to guess when prices are at the top or at the bottom, but such...