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" ... although many specific recommendations for improvements in rules and practices are made in the Report of the Special Study, the report demonstrates that neither the fundamental structure of the securities markets nor of the regulatory pattern of the... "
Inside Wall Street - Página 175
por Robert Sobel - 2000 - 288 páginas
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Summaries, conclusions

United States. Securities and Exchange Commission. Special Study of Securities Markets - 1963
...securities markets nor of the regulatory pattern of the securities acts requires dramatic reconstruction. The report should not impair public confidence in...suggestions for raising standards are put into practice. Serious shortcomings are apparent and the report, of course, has concentrated on their examination...
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SEC Legislation, 1963: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1963 - 470 páginas
...widely throughout the industry. Commissioner Gary himself said in his letter of transmutai to you : The report should not impair public confidence in...suggestions for raising standards are put into practice. And later he said : The study confirms the strength of those laws and the heightened sense of obligation...
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Report of Special Study of Securities Markets of the Securities and ..., Parte5

United States. Securities and Exchange Commission - 1963
...securities markets nor of the regulatory pattern of the securities acts requires dramatic reconstruction. The report should not impair public confidence in...suggestions for raising standards are put into practice. Serious shortcomings are apparent and the report, of course, has concentrated on their examination...
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Investor Protection: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1964 - 1418 páginas
...securities markets nor of the regulatory pattern of the Securities Act requires dramatic reconstruction. The report should not impair public confidence in...as suggestions for raising standards are put into effect. Serious shortcomings are apparent, and the report, of course, has concentrated on their examination...
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Investor Protection: Hearings Before a Subcommittee of the Committee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1964 - 1418 páginas
...securities markets nor of the regulatory pattern of the Securities Act requires dramatic reconstruction. The report should not impair public confidence in...as suggestions for raising standards are put into effect. Serious shortcomings are apparent, and the report, of course, has concentrated on their examination...
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Report of special study of securities markets of the Securities ..., Volumen2

United States. Securities and Exchange Commission - 1963
...exchange markets, and the over-the-counter market. As we stated in our first letter of transmittal, this report should not impair public confidence in the...suggestions for raising standards are put into practice. There is a wide diversity among the various markets. An exchange market is concentrated in a single...
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