TABLE 7.-Suspension orders issued pursuant to Regulations A and D under the Securities Act of 1933 during the fiscal year 1959-Continued

Temporary Suspension Orders-Continued

Regulation D:

Bishu Mines, Ltd., Toronto, Canada; Securities Act Release No. 4047
(March 9, 1959).

Bullet Hill Mining Co., Ltd., Sudbury, Canada; Securities Act Release
No. 4047 (March 9, 1959).

Caneonti Mines, Ltd., Toronto, Canada; Securities Act Release No. 4047
(March 9, 1959).

East Lemhi Mining Co., Spokane, Wash.; Securities Act Release No. 4047
(March 9, 1959).

Empire Exporations, Ltd., North Vancouver, B.C., Canada; Securities
Act Release No. 4047 (March 9, 1959).

Triumph Mines, Ltd., Seattle, Wash.; Securities Act Release No. 3946
(July 15, 1958).

Permanent Suspension Orders:

Findings, opinions and orders permanently suspending the exemption after hearing were issued during the fiscal year in the following cases under Regulation A:

North Star Oil & Uranium Corp., Securities Act Releases Nos. 3952 and 3995 (August 7 and November 25, 1958).

Profile Mines, Inc., Securities Act Release No. 3953 (August 8, 1958). Arliss Plastics Corp., Securities Act Release No. 3979 (October 17, 1958). New England Uranium-Oil Corp., Inc., Securities Act Release No. 4008 (December 24, 1958).

Salesology, Inc., Securities Act Release No. 4019 (January 22, 1959). Mon-O-Co Oil Corp., Securities Act Release No. 4024 (February 4, 1959). Bald Eagle Mining Co., Securities Act Release No. 4048 (March 12, 1959). Gob Shops of America, Inc., Securities Act Release No. 4075 (May 6, 1959). Inspiration Lead Co., Inc., Securities Act Release No. 4076 (May 7, 1959). In Mid-Hudson Natural Gas Corp., Securities Act Release No. 3985 (November 3, 1958) the temporary suspension order was vacated after hearing.

TABLE 8.-Brokers and dealers registered under the Securities and Exchange Act of 1934effective registrations as of June 30, 1959, classified by type of organization and by location of principal office

1 Does not include 53 registrants whose principal offices are located in foreign countries or other territorial jurisdictions not listed.

'Includes directors, officers, trustees, and all other persons occupying similar status or performing similar functions.

Allocations made on the basis of location of principal offices of registrants, not actual location of persons. Information taken from latest reports filed prior to June 30, 1959.

Includes all forms of organizations other than sole proprietorships and partnerships.

TABLE 9.-Number of stock and bond issues listed and registered on national securities exchanges and the number of issuers involved as of the close of each fiscal year ended June 30, 1936 through 1959

TABLE 10.-Number of issuers listing and registering securities for the first time on a national securities exchange and the number of issuers as to which the registration of all securities was terminated during the fiscal years 1936 through 1959

TABLE 11.-Number of issuers and security issues on exchanges

PART 1.-UNDUPLICATED NUMBER OF STOCK AND BOND ISSUES ADMITTED TO TRADING ON EXCHANGES AND THE NUMBER OF ISSUERS INVOLVED, AS OF JUNE 30, 1959

*Registered: Section 12(b) of the act provides that a security may be registered on a national securities exchange by the issuer filing an application with the exchange and with the Commission containing certain types of specified information. Section 12(c) authorizes the Commission to require the submission of information of a comparable character if in its judgment information specified under section 12(b) is inspplicable to any specified class or classes of issuers. Section 12(d) provides that if the exchange authorities certify to the Commission that the security has been approved by the exchange for listing and registration, the registration shall become effective 30 days after the receipt of such certification by the Commission or within such shorter period of time as the Commission may determine.

Temporarily exempted: These are stocks of certain banks and other securities resulting from mergers, consolidations, etc., which the Commission has by published rules exempted from registration under specified conditions and for stated periods.

Admitted to unlisted trading privileges: Section 12(f) provides, in effect, that securities which were admitted to unlisted trading privileges on March 1, 1934 (1.e., without applications for listing filed by the issu ers) may continue such status. Additional securities may be granted unlisted trading privileges on exchanges only if they are listed and registered on another exchange or the issuer is subject to the reporting requirements of the act under section 15(d).

Listed on exempted exchanges: Certain exchanges were exempted from full registration under section 6 of the act because of the limited volume of transactions. The Commission's exemption order specifies that securities which were listed on the exchange at the date of such order may continue to be listed thereon, and that thereafter no additional securities may be listed except upon compliance with section 12 (b), (c) and (d). Unlisted on exempt exchanges: The Commission's exemption order specifies that securities which were admitted to unlisted trading privileges thereon at the date of such order may continue such privileges, and that no additional securities may be admitted to unlisted trading privileges except upon compliance with section 12(f).

PART 2.-NUMBER OF STOCK AND BOND ISSUES ON EACH EXCHANGE AND NUMBER OF ISSUERS INVOLVED, AS OF JUNE 30, 1959.

Symbols: R-registered; X-temporarily exempted: U-admitted to unlisted trading privileges; XLlisted on an exempted exchange; XU-admitted to unlisted trading privileges on an exempted exchange. NOTE.-Issues exempted under section 3(a) (12) of the act, such as obligations of the United States Government, the States and cities, are not included in this table.