TABLE 12.-Unlisted stocks on securities exchanges 1

PART 1.-NUMBER OF STOCKS ON THE EXCHANGES IN THE VARIOUS UNLISTED CATEGORIES AS OF JUNE 30, 1959

PART 2.-UNLISTED SHARE VOLUME ON THE EXCHANGES-CALENDAR YEAR 1958

Refer to text under heading "Unlisted Trading Privileges on Exchanges." Volumes are as reported by the stock exchanges or other reporting agencies and are exclusive of those in short-term rights.

The categories are according to clauses 1, 2, and 3 of sec. 12 (f) of the Securities Exchange Act. None of these issues has any listed status on any domestic exchange, except that 9 of the 26 Pacific Coast Stock Exchange issues are also listed on an exempted Exchange.

These issues became listed and registered on other exchanges subsequent to their admission to unlisted trading on the exchanges as shown.

Duplication of issues among exchanges brings the figures to more than the actual number of issues involved.

TABLE 13.-Dollar volume and share volume of sales effected on securities exchanges in the 12-month period ended Dec. 31, 1958 and the 6-month period ended June 1959

30,

"Stocks" include voting trust certificates, American depository receipts, and certificates of deposit. U.S. Government bonds are not included in these data.

NOTE. Value and volume of sales effected on registered securities exchanges are reported in connection with fees paid under section 31 of the Securities Exchange Act of 1934. For most exchanges the figures represent transactions cleared during the calendar month. Figures may differ from comparable dats in the Statistical Bulletin due to revisions of data by exchanges. Figures have been rounded and will not necessarily add to totals shown.

The first Special Offering Plan was made effective Feb. 14, 1942; the Plan of Exchange Distribution was made effective Aug. 21, 1953; secondary distributions are not made pursuant to any plan but generally exchanges require members to obtain approval of the exchange to participate in a secondary and a report on such distribution is filed with this Commission.

TABLE 15.-Comparative share sales and dollar volumes on exchanges [Annual sales, including stocks, warrants and rights, as reported by all United States exchanges to the Commission. Figures for merged exchanges are included in those of the exchanges into which they were merged]

Symbols: NYS, New York Stock Exchange; AMS, American Stock Exchange; MSE, Midwest Stock Exchange; PCS, Pacific Coast Stock Exchange; PBS, Philadelphia-Baltimore Stock Exchange; BSE Boston Stock Exchange; DSE, Detroit Stock Exchange; PIT, Pittsburgh Stock Exchange; CIN, Cincin nati Stock Exchange.

TABLE 16.-Number of proxy statements filed under Regulation 14, the number that included stockholder proposals under Rule 14a-8, the number of such proposals, and the net number of stockholders whose proposals were included

1 Each stockholder was counted only once each year regardless of the number of companies and proposals involved.

The first substantive proxy rules were effective on Oct. 1, 1938, and revised to include stockholder proposals for the 1943 proxy season.