TABLE 17.-Number of original and amended reports filed by directors, officers, and principal stockholders under sec. 16(a) of the Securities Exchange Act of 1934, sec. 17(a) of the Public Utility Holding Company Act of 1935, and sec. 30(f) of the Investment Company Act of 1940, showing their beneficial ownership of, and their transactions in, equity securities of the registrant TABLE 18.-Number and principal types of periodic reports filed under sec. 13 of the Securities Exchange Act of 1934 by issuers having securities listed and registered on national securities exchanges during the fiscal years 1936 through 1959, and the number of such issuers as of the close of the fiscal year 1 Quarterly reports of gross sales were required from 1946 through 1953, and Form 9-K semiannual condensed earnings for first 6 months of the registrant's fiscal year were required beginning in 1956 fiscal year. TABLE 19.-Number and principal types of periodic reports filed under sec. 15(d) of the Securities Exchange Act of 1984 by issuers having registered securities under the Securities Act of 1933 1 Quarterly reports of investment companies from 1943 through 1948. Requirement to file Form 9-K quarterly reports of gross sales was added in the 1949 fiscal year and continued through the 1953 fiscal year. Semiannual condensed earnings reports for the first 6 months of the registrant's fiscal year were required beginning in the 1956 fiscal year. TABLE 20.-Reorganization proceedings under chapter X of the Bankruptcy Act in which the Commission participated, fiscal years 1939-59 TABLE 21.-Reorganization proceedings under Chapter X of the Bankruptcy Act in which the Commission participated during the fiscal year 1959 * Reorganization proceeding closed during fiscal year 1959. ....do... Sept. 8, 1949 Do. Sept. 8, 1949 July 7,1949 Nov. 25, 1957 Feb. 19, 1945 Mar. 31, 1959 Apr. 3,1959 An earlier petition was filed in the District of Nevada on Oct. 17, 1958. The Commission filed a notice of appearance in Nov. 18, 1958. Upon dismissal, petition was filed in Utah. do. Do. do. Fiscal year ended June 30 TABLE 22.-Number of indentures filed and qualified under the Trust Indenture Act of 1939 and the dollar amount of debt securities involved, fiscal years 1940-59 TABLE 23.-Number of investment companies registered under the Investment Company Act of 1940 and the approximate dollar amount of gross assets at the end of each fiscal year, 1941–59 TABLE 24.-Number of annual and other periodic reports and sales literature filed by registered investment companies and other persons under the Investment Company Act of 1940, fiscal years 1941-59 TABLE 25.-Summary of cases instituted in the courts by the Commission under the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Investment Company Act of 1940, and the Investment Advisers Act of 1940 1 This includes civil and criminal contempts not included in prior statistics. 3 |