TABLE 2.-Registrations fully effective under the Securities Act of 1933, fiscal year ended June 30, 1962

PART 2.-PURPOSE OF REGISTRATION AND TYPE OF SECURITY

[Amounts in thousands of dollars 1]

Number of statements.

Number of issues.

All registrations (estimated value).

Bee footnotes at end of part 4 of table.

TABLE 2.-Registrations fully effective under the Securities Act of 1933, fiscal year ended June 30, 1962-Continued

PART 4.-USE OF PROCEEDS AND INDUSTRY OF REGISTRANT

[Amounts in thousands of dollars 1]

A new category, Extended Cash Sale, has been introduced in the tables for fiscal
year 1962. This group includes four classifications: (1) investment companies,
(2) employee stock option plans, (3) employee saving plans, and (4) other extended
offerings. Formerly, saving plans were included under "Corporate-for cash sale
account of issuer," and were classified in the industry group "other financial and real
estate." Stock option plans were formerly classified according to industry of the
registrant and were divided among three categories: (a) portions registered to cover
options exercisable within a year were classified as "for cash sale" (b) those registered
to cover outstanding and future options were classified as "noncash" and (c) securities
already purchased through exercise of options were classified as "for account of
others." Securities under the classification "other" include securities for exercise
of warrants, options and other contingent offerings, and generally cover parts of
Issues being registered, the other parts being included elsewhere in the table. Data
shown for the fiscal years 1960 and 1961, in Table 1 have been revised where possible
to reflect these changes. As a result, the dollar amount of "corporate issues for cash
sale" has been reduced materially as has the amount for "For other than cash sale"
which now covers only such items as securities issued for property, services and other
miscellaneous purposes.

Warrants are excluded from the count of number of issues although included in dollar amounts.

The 1,815 fully effective registrations shown in this table differ from the 1,833 net effectives shown in text table "Number and disposition of registration statements Aled" as follows:

TABLE 3.-New securities offered for cash sale in the United States 1-Continued