TABLE 2.-Registrations fully effective under the Securities Act of 1933, fiscal year ended June 30, 1963-Continued

PART 3.-PURPOSE OF REGISTRATION AND INDUSTRY OF REGISTRANT

1 Dollar amounts are rounded and will not necessarily add to totals shown.
Warrants are excluded from the count of the number of issues although included
in dollar amount.,

Includes issues to be offered for sale continuously over an extended period of time,
such as investment company issues and securities reserved for exercise of warrants
or options.

Includes issues proposed for sale immediately following effective registration.
The 1,157 fully effective registrations shown in this table differ from the 1,120 net
effectives shown in text table "Number and disposition of registrations filed" as
follows:

Included in fully effective but excluded from net effectives:

37 registrations which become effective in fiscal 1963 but were later withdrawn. This total differs from the sum of the monthly figures for offerings shown in Table 3, Part 1, under the heading "Registered under 1933 Act" chiefly because of differences in timing between effective registration dates and offering dates,

7 Includes face amount certificates.
Includes certificates of participation and warrants.

Includes trade, construction, transportation other than railroads, and service
industries.

10 Includes registrations of new investment companies organized for the purpose of
exchanging investment company shares for individuals' portfolio holdings.

11 Includes securities for exercise of warrants, options and other contingent offer-
ings. They cover, generally, parts of issues being registered, the other parts being
included elsewhere in table although some of the issues included represent extended
plans.
offerings to employees which do not fit into the pattern of the two types of employee

1 Includes voting trust certificates and certificates of deposit registered for issuance in exchange for original securities deposited.

1

TABLE 3.-New securities offered for cash sale in the United States -Continued

1

-Continued

TABLE 3.-New securities offered for cash sale in the United States