| United States. Securities and Exchange Commission - 1963 - 1134 páginas
...accounts, evidenced by pass books, involved the sale of unregistered securities in violation of Section ."> of the Act; that based on the facts there was not...common stock at $5 per share pursuant to a registration statement tiled under the Securities Act of 1933. The four promoters together received 300,000 Class... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...insurance company: any common trust fund, as defined in section 169 of the Revenue Act of 1938; any savings and loan association substantially all the...which is confined to the making of loans to members; or any person engaged exclusively in the business of making small loans and licensed under the laws... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...derived principally from such business and related activities. (3) Any bank or insurance company; any savings and loan association substantially all the...which is confined to the making of loans to members; any common trust fund or similar fund maintained by a bank exclusively for the collective investment... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...defined in section 169 of the Revenue Act of 1938; any savings and loan association sub•rtatitially all the business of which is confined to the making of loans to members; or any person engaged exclusively in the business of making small loans and licensed under the laws... | |
| United States - 1953 - 1692 páginas
...and loan association, homestead association, savings and loan association, or similar institution, substantially all the business of which is confined to the making of loans to members (but the foregoing exemption shall not apply with respect to any such security where the issuer takes... | |
| Lyman Spaulding Hulbert - 1942 - 472 páginas
...and loan association, homestead association, savings and loan association, or similar institution, substantially all the business of which is confined to the making of loans to members (but the foregoing exemption shall not apply with respect to any such security where the issuer takes... | |
| 1998 - 750 páginas
...means a domestic building and loan association, a domestic savings and loan association, and a Federal savings and loan association substantially all the business of which is confined to making loans to members. [32 FR 1S241. Nov. 3. 1967, as amended by TD 7622, 44 FR 28661. May 16. 1979]... | |
| 2000 - 812 páginas
...means a domestic building and loan association, a domestic savings and loan association, and a Federal savings and loan association substantially all the business of which is confined to making loans to members. [32 FR 15241. Nov. 3, 1967, as amended by TD 7622, 44 FR 28661, May 16. 1979]... | |
| United States, Walter Elbert Barton - 1953 - 708 páginas
...means a domestic building and loan association, a domestic savings and loan association, and a Federal savings and loan association, substantially all the business of which is confined to making loans to members. Sec. 3797. (a) (2O) Employec.— For the purpose of applying the provisions... | |
| |