| United States. Securities and Exchange Commission - 1963 - 1134 páginas
...registrants for requesting withdrawal of the 129 registration statements that were withdrawn during the 1964 fiscal year are shown in the following table : STOP...omits to state any material fact required to be stated Registration statements: Filed Prior to July 1, 1963 July 1, 1963 to June 30, 1964 Total June 30. 1964... | |
| United States. Securities and Exchange Commission - 1936 - 1320 páginas
...registration •Utement If the Commission finds that such statement "Includes any untrue statements of a material fact or omits to state any material fact required to be stated therein or necessary to make tbe statements therein not misleading.") On November 4 and 6 intensive amendments... | |
| United States. Congress. Senate. Banking and Currency Committee - 1937 - 244 páginas
...provisions of this Act or any rule, regulation, or order thereunder, makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. House. Committee on the Judiciary - 1937 - 226 páginas
...required to be sent, :given, or furnished under subsection (a) (3), makes any untrue statement •of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. Senate. Committee on Finance - 1939 - 1104 páginas
...provisions of this title or any rule, regulation, or order thereunder, makes any untrue statement or a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...summary required to be sent, given, or furnished under subsection (a) (3), makes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading, shall upon conviction be fined not more... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...finds that — (1) Such declaration or the prospectus filed therewith includes any untrue statement of a material fact or omits to state any material fact required to be stated therein or necessary to make the statements therein not misleading; (2) Any fact exists, a finding as to the... | |
| United States. Securities and Exchange Commission - 1962 - 1022 páginas
...appears to the Commission at :mv time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice by personal service or the sending of confirmed telegraphic notice, and after opportunity... | |
| United States. Securities and Exchange Commission - 1953 - 1172 páginas
...appears to the Commission at any time that the registration statement Includes any untrue statement of a material fact or omits to state any material fact...statements therein not misleading, the Commission may, after notice . . . and after opportunity for hearing . . . Issue a stop order suspending the effectiveness... | |
| United States. Securities and Exchange Commission - 1956 - 716 páginas
...tin* that the registration statement Include* any BntnM statement of a material fact or omits to itato any material fact required to be stated therein or...statements therein not misleading, the Commission may, after notice . . . and . . . opportunity for bearing .... Issue a stop order suspending the effecthrtaeas... | |
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