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" Commission, or any officer designated by it, is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements,... "
Annual Report of the Securities and Exchange Commission - Página 49
por United States. Securities and Exchange Commission - 1959
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Official Gazette, Volumen74,Temas40-49

Philippines - 1978 - 226 páginas
...Commissioner, or any officer thereof designated by him, empowered to administer oaths and affirmation, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, documents, or contracts, or other records which are relevant or material to the...
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...proper. For the purpose of any such investigation, the Commission may administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence and require the production of any books, papers or other records which the Commission deems relevant or material to the investigation....
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Annual Report of the SEC.

United States. Securities and Exchange Commission - 1963 - 1134 páginas
...WITH RESPECT TO REPORTING PROVISIONS Section 21 (a) of the Act authorizes the Commission to make such investigations as it deems necessary to determine...registration, and other regulatory provisions of the Act, hich are discussed in Part XI of this Report under "Complaints and Investigations," the following investigations...
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Hearings, Reports and Prints of the Senate Committee on Banking ..., Partes1-4

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1174 páginas
...Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which are relevant...
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Investment Trusts and Investment Companies, Hearings Before a Subcommittee ...

United States. Congress. Senate. Committee on Banking and Currency - 1940 - 1180 páginas
...Commission, or any officer thereof designated by it, is empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which are relevant...
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Investment Trusts and Investment Companies: Hearings Before a ..., Parte3

United States. Congress. Senate. Committee on Banking and Currency. Subcommittee on Securities and Exchange - 1940 - 1190 páginas
...Commission, or any officer thereof designated by it, is empowered to adminiM?: oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, contracts, agreements, or other records which are relevant...
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United States Code

United States - 1974 - 1150 páginas
...section 802 of Title 21), the Secretary of the Treasury may administer oaths and affirmations, subpena Z u S 0 ܏T# a A e a P Г & l L8 q f " 6 DL ˧ x n (including books, papers, documents and tangible things which constitute or contain evidence) relevant...
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United States Code, Volumen1

United States - 1994 - 1380 páginas
...Commission (except as provided In the third sentence of this section) may administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, or other records that the Commission deems relevant or...
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Proposed Amendments to the Securities Act of 1933 and to the ..., Volumen5

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942 - 264 páginas
...Henry Fitts, an officer of the Commission, is hereby designated to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, or other records deemed relevant or material to the inquiry,...
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Activities of the Securities and Exchange Commission and the Post ..., Parte2

United States. Congress. Senate. Committee on the Judiciary - 1946 - 634 páginas
...hereby designated an officer of this Commission and empowered to administer oaths and affirmations, subpoena witnesses, compel their attendance, take evidence, and require the production of any books, papers, correspondence, memoranda, or other records deemed relevant and material to the...
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