| United States. Securities and Exchange Commission - 1956 - 900 páginas
...parent's other majority-owned subsidiaries. SECURITIES AND EXCHANGE COMMISSION 1 :*'\ required to those matters as to which an average prudent investor ought...before buying or selling the security registered. Parent. A "parent" of a specified person is an affiliate controlling such person directly, or indirectly... | |
| United States. Securities and Exchange Commission - 1960 - 996 páginas
...within the preceding three years. Rule 405 defines "material" information on any subject as information as to which an average prudent investor ought reasonably to be informed before purchasing the security registered. At least the interest of Geilfuss in the events which led to the... | |
| 1979 - 1240 páginas
...requirement for furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought...before buying or selling the security registered." (S 206.2(n).) '"The term 'associate', when used to indicate a relationship with any person, means (1)... | |
| 1967 - 740 páginas
...requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought...before buying or selling the security registered. (k) Parent. A "parent" of a specified person is an affiliate controlling such person directly, or indirectly... | |
| 1968 - 1038 páginas
...furnishing of information as to any subject, limits the information required to those matters as § 206. 2 to which an average prudent investor ought reasonably...before buying or selling the security registered, (o) The term "officer" means a Chairman of the Board of Directors, Vice Chairman of the Board, Chairman... | |
| 1971 - 660 páginas
...requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought...reasonably to be informed before buying or selling any security of the particular company. Parent. A "parent" of a specified person is an affiliated person... | |
| 1971 - 592 páginas
...requirement for furnishing of information as to any subject, limits the Information required to those matters as to which an average prudent investor ought...reasonably to be Informed before buying or selling *he security registered." (§ 206.2 (n).) »The term 'associate', when used to in•dicate a relationship... | |
| 1990 - 1038 páginas
...requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought...reasonably to be informed before buying or selling any security of the particular company. (h) Parent. A "parent" of a specified person is an affiliated... | |
| 1979 - 1426 páginas
...furnishing of information as to any subject, limits the information required to those matters as to which MI average prudent investor ought reasonably to be informed...before buying or selling the security registered." (5 206.2(n).) "'The term 'associate', when used to indicate a relationship with any person, means il)... | |
| 1982 - 884 páginas
...requirement for the furnishing of information as to any subject, limits the information required to those matters as to which an average prudent investor ought reasonably to be informed before purchasing an equity security of the applicant, or matters as to which an average prudent association... | |
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