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" Commission is responsible for the administration and enforcement of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the Trust Indenture Act of 1939, the Investment Company Act of 1940, and... "
Proposed Amendments to the Securities Act of 1933 and to the Securities ... - Página 1399
por United States. Congress. House. Committee on Interstate and Foreign Commerce - 1942
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United States Reports: Cases Adjudged in the Supreme Court, Volumen437

United States. Supreme Court - 1980 - 790 páginas
...asserted that the pool agreement was not enforceable against it because of violations by American Mutual of the Securities Act of 1933, the Securities Exchange Act of 1934, the Illinois Securities Act, the Maryland Securities Law, and the state common law of fraud. With its answer...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1955 - 144 páginas
...conduct of business of an investment adviser, and (Hi) is founded, directly or indirectly, upon the provisions of the Securities Act of 1933, the Securities...Act of 1940, the Investment Advisers Act of 1940, or any rule or regulation under any of said Acts; and (2) stipulates and agrees that any such civil...
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...indirectly, upon the provisions of the Securities Act of 1933, the Securities Exchange Act of 1834, the Trust Indenture Act of 1939, the Investment Company...Act of 1940, the Investment Advisers Act of 1940, or any rule or regulation under any of said Acts; and (2) stipulates and agrees that any such civil...
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Proposed Amendments to the National Labor Relations Act ..., Volúmenes1-3

United States. Congress. House. Committee on Labor - 1939 - 154 páginas
...conclusive." 38 Section 11 of the Clayton Antitrust Act contains an identical provision, as does section 9 of the Securities Act of 1933. The Securities Exchange Act of 1934, the Federal Power Act, the Natural Gas Act, the Bituminous Coal Act of 1937, and the Federal Alcohol Administration...
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National Labor Relations Act and Proposed Amendments: Hearings ..., Partes1-5

United States. Congress. Senate. Committee on Education and Labor - 1939 - 1016 páginas
...exceed the five specific practices forbidden by the National Labor Relations Act. A cursory survey of the Securities Act of 1933, the Securities Exchange Act of 1934, the Communications Act of 1934, and the Packers and Stockyards Act, yields the same result. The first statute...
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Investigation of Concentration of Economic Power: Monograph

United States. Congress. House. Temporary National Economic Committee - 1941 - 510 páginas
...committees,8 and on investment trusts and investment companies9 have had their effect. The enactment of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, the revisions of bankruptcy and reorganization procedures,...
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National Labor Relations Act and Proposed Amendments: Hearings ..., Partes19-24

United States. U.S. Congress. Senate. Committee on Education and Labor - 1940 - 1826 páginas
...exceed the five specific practices forbidden by the National Labor Relations Act. A cursory survey of the Securities Act of 1933, the Securities Exchange Act of 1934, the Communications Act of 1934, and the Packers and Stockyards Act, yields the same result. The first statute...
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Independent Offices Appropriation Bill for 1943: Hearings ... 77th Congress ...

United States. Congress. House. Appropriations - 1941 - 1222 páginas
...Securities Act of 1933; the Securities Exchange Act of 1934; the Public Utility Holding Company Act of 1935; the Trust Indenture Act of 1939; the Investment Company...Act of 1940; the Investment Advisers Act of 1940; and certain provisions of chapter X of the Bankruptcy Act, as amended. Before discussing our many functions...
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Investigation of Concentration of Economic Power: Temporary National ...

United States. Congress. House. Temporary National Economic Committee - 1941 - 474 páginas
...and the Reports on Protective and Reorganization Committees 3'2 have had their effect. The enactment of the Securities Act of 1933, the Securities Exchange Act of 1934, the Public Utility Holding Company Act of 1935, and the revisions of the bankruptcy and reorganization...
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To Regulate Private Employment Agencies Engaged in Interstate Commerce ...

United States. Congress. House. Committee on Labor - 1941 - 298 páginas
...the Federal Power Commission power to regulate rates charged by natural gas companies (15 USC 717c) ; Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Public Utility Holding Company Act of 1935 (15 USC 77sss, 78w, and 79t), the Commodity Exchange Act,...
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