中国基金上市与交易中国国际广播出版社, 1994 - 370 páginas Cong wo guo tou zi ji jin fa zhan zhan lüe, Wo guo ji jin shang shi de yi yi he cheng xu, Wo guo mu qian zhu yao de ji jin jiao yi shi chang, Wo guo xian xing ji jin jiao yi gui ze deng 10 ge fang mian jie shao le tou zi ji jin de ji ben zhi shi he shi ji cao zuo, Fu lu mei guo, Ri ben de ji jin fa gui(ying wen ban). |
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Página 181
... pany and any company or companies controlled by it own in the aggregate , or as a result of such purchase or acquisition will own in the aggregate more than 10per centum of the total outstanding voting stock of such insurance company ...
... pany and any company or companies controlled by it own in the aggregate , or as a result of such purchase or acquisition will own in the aggregate more than 10per centum of the total outstanding voting stock of such insurance company ...
Página 206
... pany to issue any warrant or right to subscribe to or purchase a security of which such company is the issuer , except in the form of warrants or rights to subscribe expiring not later than one hundred and twenty days after their ...
... pany to issue any warrant or right to subscribe to or purchase a security of which such company is the issuer , except in the form of warrants or rights to subscribe expiring not later than one hundred and twenty days after their ...
Página 296
... pany , except that the Commission shal not prescribe any rule , regulation , or order pursuant to section12 ( a ) ( 1 ) governing the circumstances in which a business development company may borrow from a bank in order to purchase any ...
... pany , except that the Commission shal not prescribe any rule , regulation , or order pursuant to section12 ( a ) ( 1 ) governing the circumstances in which a business development company may borrow from a bank in order to purchase any ...
Términos y frases comunes
acquiring company affiliated person aggregate amount application approval bank board of directors broker business development company centum class of senior Commodity Exchange Act compa contract of trust court curities dealer deemed depositor distribution dividend documents effective date employee engaged exceed exemption face-amount certificate company filed indebtedness instrumentality of interstate interstate commerce investment adviser issuer management company means or instrumentality ment company Minister of Finance necessary or appropriate net asset value officer outstanding voting securities pany paragraph payment or payments principal underwriter protection of investors public interest public offering purchase purposes redeemable securities regis registered closed-end registered company registered investment company registration statement reserve payments respect rules and regulations sales load Securities Act Securities Exchange Act securities investment trust securities issued security holders sell sion suant subparagraph thereof tion transaction trust property trustee company unit investment trust United States Code unlawful unless violation 上市公告书应包括哪些内容 定期报告与日常介绍和分析材料 我国现行基金交易规则