Report of special study of securities markets of the Securities and Exchange Commission, Volumen5U.S. Government Printing Office, 1963 |
Dentro del libro
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Página 99
... percent to a high of over 8 percent of total NYSE share vol- ume , dropping to the lower percentages as stock prices reach a peak and advancing to the higher as prices approach their bottom levels . This tendency for the ratio of short ...
... percent to a high of over 8 percent of total NYSE share vol- ume , dropping to the lower percentages as stock prices reach a peak and advancing to the higher as prices approach their bottom levels . This tendency for the ratio of short ...
Página 100
... percent of total short sales . As a per- centage of their own total sales , specialists ' short selling is predom- inantly between 15 and 20 percent , and has a tendency to decrease on market advances and to increase in market declines ...
... percent of total short sales . As a per- centage of their own total sales , specialists ' short selling is predom- inantly between 15 and 20 percent , and has a tendency to decrease on market advances and to increase in market declines ...
Página 135
... percent , and market orders for less than 10 percent.3 8. For over - the - counter transactions in the 2 months , the institu- tions reported using principal transactions for about three - fourths of their volume and agency transactions ...
... percent , and market orders for less than 10 percent.3 8. For over - the - counter transactions in the 2 months , the institu- tions reported using principal transactions for about three - fourths of their volume and agency transactions ...
Contenido
Preface | 1 |
VII | 7 |
Qualifications of persons in the securities industry | 37 |
Otras 8 secciones no mostradas
Términos y frases comunes
action activities American Stock Exchange Amex appropriate areas basis board of governors broker chapter commission rate Commission's committees concludes and recommends consideration contractual plans controls convertible bonds dealer disciplinary disclosure effective enforcement Exchange Act exchange markets Exchange's execution existing Federal floor trading front-end load function important individual insider trading institutions interdealer investment advisers investment company investors involved issuers issues limited listed securities member firms ment mutual fund NASD nonmember NYSE odd-lot over-the-counter markets over-the-counter securities participation percent present principal problems procedures public interest purchase quotation system regional exchanges registered regulation regulatory relation respect responsibility retail role rules salesmen section 11(b securities business securities industry securities markets self-regulation self-regulatory agencies selling practices short sales short selling Special Study concludes specialists staff standards substantial surveillance tion trading markets transactions U.S. Steel underwriters wholesale York Stock Exchange