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" market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise) as being willing to buy and sell for his own... "
Report of special study of securities markets of the Securities and Exchange ...
por United States. Securities and Exchange Commission - 1963
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The Code of Federal Regulations of the United States of America

1981 - 668 páginas
...public interest, (f ) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1967 - 1182 páginas
...public interest. (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)...
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Study of the Securities Industry: Hearings, Ninety-second Congress, First ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1971 - 594 páginas
...account which is outstanding 60 or more calendar days. (3) The term "market maker" shall mean a dealer, who, with respect to a particular security holds himself out (by entering indications of interest in purchasing and selling in an inter-dealer quotations system or otherwise)...
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Hearings, Reports and Prints of the House Committee on Interstate and ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1971 - 1866 páginas
...account which is outstanding 60 or more calendar days. (3) The term "market maker" shall mean a dealer, who, with respect to a particular security holds himself out (by entering indications of interest in purchasing and selling in an inter-dealer quotations system or otherwise)...
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Study of the Securities Industry: Hearings Before the Subcommittee on ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1971 - 1336 páginas
...account which is outstanding 60 or more calendar days. (3) The term "market maker" shall mean a dealer, who, with respect to a particular security holds himself out (by entering indications of interest in purchasing and selling in an inter-dealer quotations system or otherwise)...
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The Code of Federal Regulations of the United States of America

1970 - 662 páginas
...public interest. (f ) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)...
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The Code of Federal Regulations of the United States of America

1968 - 776 páginas
...public interest, (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)...
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The Code of Federal Regulations of the United States of America

1972 - 692 páginas
...public Interest, (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering Indications of Interest In purchasing and selling in an Interdealer quotations system or otherwise)...
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The Code of Federal Regulations of the United States of America

1971 - 668 páginas
...public interest. (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering indications of interest in purchasing and selling in an interdealer quotations system or otherwise)...
Vista completa - Acerca de este libro

Code of Federal Regulations: Containing a Codification of Documents of ...

1972
...public Interest, (f) For purposes of this section: (1) The term "market maker" shall mean a dealer who, with respect to a particular security, holds himself out (by entering Indications of Interest In purchasing and selling in an Interdealer quotations system or otherwise)...
Vista completa - Acerca de este libro




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