...system of surveillance of the exchanges' enforcement and disciplinary activities and in general had equipped itself, in personnel and procedures, only for the more passive role of surveying whatever was brought to its attention through reporting systems established some years ago with the various...

...was found to be the appropriate forum. It is the belief of the Special Study that if self -regulation is to function effectively and with due regard for...place on the Amex in recent years, the Commission must reexamine and strengthen its total concept and program for surveillance and oversight of self-regulatory...

...interest, including the interest in vigorous selfregulation, the forum for review of self-regulatory action should be the agency already established as...place on the Amex in recent years, the Commission must reexamine and strengthen its total concept and program for surveillance and oversight of self -regulatory...

...system of surveillance of the exchanges' enforcement and disciplinary activities and in general had equipped itself, in personnel and procedures, only for the more passive role of surveying whatever was brought to its attention through reporting systems established some years ago with the various...

...system of survefflance of the exchanges' enforcement and disciplinary activities and in general had equipped itself, in personnel and procedures, only for the more passive role of surveying whatever was brought to its attention through reporting systems established some years a¿o with the various...