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" equity security" means any stock or similar security; or any security convertible, with or without consideration, into such a security, or carrying any warrant or right to subscribe to or purchase such a security; or any such warrant or right; or any... "
Compilation of Securities Laws Within the Jurisdiction of the Committee on ... - Página A-13
por United States, United States. Congress. House. Committee on Interstate and Foreign Commerce - 1978 - 307 páginas
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Acts and Resolves Passed by the General Assembly

Vermont - 1965
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Session Laws

Wyoming - 1891 - 582 páginas
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Connecticut Bar Journal, Volumen40

1966 - 820 páginas
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The Economic Legislation of the Seventy-third Congress, Volumen2

National Industrial Conference Board - 1933 - 284 páginas
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Stock Exchange Practices: Hearings Before the Committee on Banking and ...

United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...now clearly understood? The CHAIRMAN. The language now is quite broad, it seems to me. It means any stock or similar security or any security convertible,...with or without consideration, into such a security, and so forth. Mr. REDMOND. That is very broad, Mr. Chairman, in defining the term " equity security."...
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Federal Reserve Bulletin, Volumen20

1934 - 930 páginas
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Securities and Exchange Act of 1934

United States - 1934 - 1518 páginas
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Stock Exchange Regulation. Hearing ... on H.R. 8720 ... Feb. 14 - Mar. 24, 1934

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...consideration, into such a security and any warrant or right to subscribe to or purchase such a security : or any other security which the Commission shall deem...similar nature and consider necessary or appropriate by rules and regulations to treat as an equity security. (13) The term "exempted security" or "exempted...
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...renewal thereof the maturity of which is likewise limited. (12) The term "equity security" means any stock or similar security: or any security convertible,...with or without consideration, into such a security and uny warrant or right to subscribe to or purchase such a security; or any other security which the...
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Journal of the Assembly of the State of New York, Volumen3

New York (State). Legislature. Assembly - 1934 - 1184 páginas
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