 Security" means any note, stock, treasury stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in any profit-sharing agreement, collateral-trust certificate, pre-organization certificate or subscription, transferable...  Investment Company Act of 1940, as Amended - Página 3por United States - 1977Vista completa - Acerca de este libro
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...terms "sale" and "sell" shall include any contract to sell or •otherwise dispose of. (12) The term "security" means any note, stock, treasury stock,...preorganization certificate or subscription, transferable share, voting-trust certificate, certificate of interest in property tangible or intangible, or, in general,... | |
 | United States. Congress. Senate. Banking and Currency Committee - 1933 - 366 páginas
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 264 páginas
...following respective meanings: (a) "Security" shall include any note, stock, Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1933 - 376 páginas
...following respective meanings: (a) "Security" shall include any note, stock, treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1933 - 260 páginas
...following respective meanings: 1 (a) "Security" shall include any note, stock. Treasury stock, "blank" stock, bond, debenture, evidence of indebtedness, certificate of interest or participation in a profit-sharing agreement, or right to subscribe to any of the foregoing, certificate of interest... | |
 | United States. Congress. Senate. Committee on Banking and Currency - 1934 - 1008 páginas
...or participation in any profit-sharing agreement, oil. gas. and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, voting-trust certificate, or in general, any instrument commonly known as a • -c. urity ". or any certificate of interest or... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...agreement or in any oil, gas, or other mineral royalty or lease, any collateral-trust certificates, preorganization certificate or subscription, transferable...voting-trust certificate, certificate of deposit for n security, or in general, any instrument commonly known as a " security " : or any certificate of... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security", or any certificate of interest or participation... | |
 | United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...or participation in any profit-sharing agreement, oil, gas, and other mineral royalties and deeds, collateral-trust certificate, preorganization certificate...share, investment contract, votingtrust certificate, or in general, any instrument commonly known as a "security , or any certificate of interest or participation... | |
 | United States - 1935 - 294 páginas
...check, draft, warrant, traveler's check, letter of credit, warehouse receipt, negotiable bill of lading, evidence of indebtedness, certificate of interest...contract, voting-trust certificate; certificate of interest in property, tangible or intangible; instrument or document or writing evidencing ownership... | |
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