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" State or of the United States, a substantial portion of the business of which consists of receiving deposits or exercising fiduciary powers similar to those permitted to national banks under... "
Investment Company Act of 1940, as Amended - Página 5
por United States - 1977
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1970 - 166 páginas
...nonaffiliated issuer of the certificates or evidences of interest. (2) Whole or fractional securities issued by a savings and loan association, building and loan...bank, homestead association, or similar institution for the sole purpose of qualifying a borrower for membership in the issuer, and which are to be redeemed...
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Decisions and Reports, Volumen39

United States. Securities and Exchange Commission - 1962 - 1022 páginas
...those permitted to national banks under Section 11 (k) of the Federal Reserve Act, as amended, and which Is supervised and examined by State or Federal authority having supervision over banks, . . . •The record Indicates that most securities of European Issuers are bearer Instruments...
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Securities Exchange Act of 1934: And Amendments Public--no. 291--73d ...

United States - 1938 - 48 páginas
...those permitted to national banks under section 11 (k) of the Federal Reserve Act, as amended, and which is supervised and examined by State or Federal authority having supervision over banks, and which is not operated for the purpose of evading the provisions of this title, and (D) a...
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Investment Trusts and Investment Companies: Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...those permitted to national banks under section 11 (k) of the Federal Reserve Act, as amended, and which is supervised and examined by State or Federal authority having supervision over banks, and which is not operated for the purpose of evading the provisions of this title, and (D) a...
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United States Code, Volumen2

United States - 1953 - 1692 páginas
...derived principally from such business and related activities. (3) Any bank or insurance company; any shall have been originally issued or sold for investment...registered investment companies only; (2) That the or any receiver, conservator, liquidator, liquidating agent, or similar official or person thereof...
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United States Code, Volumen11

United States - 1983 - 968 páginas
...banking business, (C) amounts (whether or not designated as interest) paid by a mutual savings bank, savings and loan association, building and loan association, cooperative bank, homestead association, credit union, industrial loan assocltlon or bank, or similar organization, in respect of deposits,...
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Laws Relating to Securities Commission, Exchanges and Holding Companies

United States - 1944 - 296 páginas
...principally from such business and related activities. (3) Any bank or insurance company; any sayings and loan association, building and loan association,...bank, homestead association, or similar institution, or any receiver, conservator, liquidator, liquidating agent, or similar official or person thereof...
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The Code of Federal Regulations of the United States of America

1978 - 1130 páginas
...non-affiliated issuer of the certificates or evidences of Interest. (2) Whole or fractional securities issued by a savings and loan association, building and loan...bank, homestead association, or similar institution for the sole purpose of qualifying a borrower for membership in the issuer, and which are to be redeemed...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1998 - 900 páginas
...non-affiliated issuer of the certificates or evidences of Interest. (2) Whole or fractional securities issued by a savings and loan association, building and loan...bank, homestead association, or similar institution for the sole purpose of qualifying a borrower for membership In the Issuer, and which are to be redeemed...
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The Code of Federal Regulations of the United States of America

1977 - 958 páginas
...non-afflllated Issuer of the certificates or evidences of Interest. (2) Whole or fractional securities Issued by a savings and loan association, building and loan...bank, homestead association, or similar Institution for the sole purpose of qualifying a borrower for membership in the issuer, and which are to be redeemed...
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