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" It shall be unlawful for any person in the offer or sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device,... "
Decisions and Reports - Página 726
por United States. Securities and Exchange Commission - 1953
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Decisions and Reports, Volumen11

United States. Securities and Exchange Commission - 1945 - 1290 páginas
...Securities Act provides : It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication In Interstate commerce or by the use of the mails, directly or indirectly — (1) to employ any device, scheme, or artifice to defraud, or (2)...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...circumstances under which they are made, not misleading. (b) It shall be unlawful for any person, by the use of any means or instruments of transportation or communication in interstate commerce or by use of the mails, to make or cause to be made any statement or to publish, give publicity to, circulate,...
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Decisions and Reports, Volumen5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...provides as follows : It shall be unlawful for any person In the sale of any securities by the use of any means or Instruments of transportation or communication...or (2) to obtain money or property by means of any nntrue statement of a material fact or any omission to state a material fact necessary In order to...
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Decisions and Reports, Volumen9

United States. Securities and Exchange Commission - 1943 - 1160 páginas
...the ••• of any means or Instruments of transportation or communiemtio» to Interstate CMBmerce or by the use of the malls, directly or Indirectly...money or property by means of any untrue statement of fact or any omission to state a material fact necessary In order t/j ouk» ments made, In the light...
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Decisions and Reports, Volumen24

United States. Securities and Exchange Commission - 1953 - 734 páginas
...Securities Act provides : It shall be unlawful for any person In the sale of any securities by the use of any means or Instruments of transportation or communication...Indirectly — (1) to employ any device, scheme, or artlflce to defraud, or (2) to obtain money or property by means of any untrue statement of a material...
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Decisions and Reports

United States. Securities and Exchange Commission - 1941 - 1690 páginas
...Act of 1933 provides : It shall be unlawful for any person In the sale of any securities by the use of any means or Instruments of transportation or communication...Interstate commerce or by the use of the malls, directly or IndlrecUy — (1) to employ any device, scheme, or artifice to defraud, or (2) to obtain money or property...
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Decisions and Reports, Volumen15

United States. Securities and Exchange Commission - 1949 - 1134 páginas
...Securities Act provides: It shall be unlawful for any person in the sale of any securities by the use of any means or instruments of transportation or communication in interstate commerce or by the use of the mails, directly or Indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2)...
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
..."Section 17 (a) provides: "It (ball be unlawful for any person In the sale of any securities by the use of any means or Instruments of transportation or communication In Interstate commerce or by the DRB of the malls, directly or indirectly— "(1) to employ any device, scheme, or artifice to defraud,...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...Securities Act provide*: "It shall be unlawful for any person in the sale of any securities by the use of any means or Instruments of transportation or communication in interstate commerce or by the u-<- of the mails, directly or indirectly — " H t to employ any device, scheme, or artifice to defraud,...
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