... (b) To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange or any security not so registered, any manipulative or deceptive device or contrivance in contravention of such rules and regulations... Decisions and Reports - Página 726por United States. Securities and Exchange Commission - 1953Vista completa - Acerca de este libro
| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 1262 páginas
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To nss or employ in connection with the purchase or sale...security registered on a national securities exchange any device or contrivance whichv or any device or contrivance in a way or manner which the Commission;... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1933 - 594 páginas
...we have limited that section to read : To engage in any series of transactions for the purchase and sale of any security registered on a national securities exchange or any security not so Teglstered for the purpose of pegging, fixing, or stabilizing the price of such security in contravention... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 984 páginas
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To use or employ in connection with the purchase or...security registered on a national securities exchange any device or contrivance which, or any device or contrivance in a way or manner which the Commission... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1934 - 1106 páginas
...prescribe as appropriate or necessary in the public interest or for the protection of investors; (c) To use or employ in connection with the purchase or...security registered on a national securities exchange any device or contrivance which, or any device or contrivance in a way or manner which the Commission... | |
| United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...investors; (b) To use or employ or to execute or accept for execution any stop-loss order in connection with the purchase or sale of any security registered on a national securities exchange except in accordance with such rules and regulations as the Commission shall prescribe as appropriate... | |
| United States. Securities and Exchange Commission - 1953 - 734 páginas
...or by the use of the malls, directly or Indirectly — (1) to employ any device, scheme, or artlflce to defraud, or (2) to obtain money or property by...contrivance In contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate In the public Interest or for the protection... | |
| United States. Securities and Exchange Commission - 1951 - 862 páginas
...commerce or of the mails, or of any facility of any national securities exchange — »• D- * $ $ (b) To use or employ, in connection with the purchase...contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
| United States. Securities and Exchange Commission - 1955 - 1022 páginas
...instrumentality of interstate commerce or of the mails, or of any facility of any national securities exchange- (b) To use or employ, in connection with the purchase...contrivance in contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate in the public interest or for the protection... | |
| United States. Securities and Exchange Commission - 1957 - 756 páginas
...of Interstate commerce or of the malls, or of any facility of any national securities exchange — "To use or employ. In connection with the purchase...contrivance In contravention of such rules and regulations as the Commission may prescribe as necessary or appropriate In the public Interest or for the protection... | |
| |