 ... (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were...  Decisions and Reports - Página 726por United States. Securities and Exchange Commission - 1953Vista completa - Acerca de este libro
 | United States. Securities and Exchange Commission - 1945 - 1290 páginas
...state a material fact necesgnry In order to make the statements made, In the light of the circumstances under which they were made, not misleading, or (3)...transaction, practice, or course of business which operate* or would operate as a fraud or deceit upon the purchaser . . . Section 15 (c) (1) of the Securities... | |
 | United States. Securities and Exchange Commission - 1956 - 926 páginas
...state a material fact necessary In order to make the statements made, in the light of the circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud or deceit upon any... | |
 | United States. Securities and Exchange Commission - 1950 - 948 páginas
...be unlawful for an; person In the sale of any securities by the use of any moans or Instruments of transportation or communication In interstate commerce...transaction, practice, or course, of business which operate! or would operate as a fraud or deceit upon the purchaser. • Section 15 (c) (1) of the Exchange... | |
 | United States. Securities and Exchange Commission - 1957 - 756 páginas
...necessary In order to make the statements made, in the light of the circumstances under which tbey were made, not misleading, or "(3) to engage in any transaction, practice, or course of business wblcb operates or would operate as a fraud or deceit upon the purchaser." Section 15 (c) (1) of the... | |
 | United States. Securities and Exchange Commission - 1956 - 900 páginas
...state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading, or (3) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...defraud, or to obtain money or property by means of false or misleading statements of material facts, or to engage In any transaction, practice, or course of business which operates or would operate as a fraud and deceit upon purchasers. 4 Section 10(a) of the Exchange Act provides... | |
 | United States. Securities and Exchange Commission - 1953 - 828 páginas
...material fact necessary in order to make the statements made. In the light of the circumstances oader which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud or deceit upon any... | |
 | United States. Securities and Exchange Commission - 1943 - 1160 páginas
...fact necessary In order t/j ouk» ments made, In the light of the circumstances under which ttey w«s> misleading, or (3) to engage In any transaction, practice, or course of ImsJarsi which would operate as a fraud or deceit upon the purchaser. action is now connected with... | |
 | United States. Securities and Exchange Commission - 1952 - 920 páginas
...make the states made, in the light of the circumstances under which they were made, not misleadini (3) to engage in any transaction, practice, or course of business which opérât« would operate as a fraud or deceit upon the purchaser. Section 10 (b) makes it unlawful... | |
 | United States. Securities and Exchange Commission - 1960 - 996 páginas
...defraud or to obtain money or property by means of false statements or omissions of material facts, or to engage in any transaction, practice, or course of business which operates or would opera ta as a fraud and deceit upon the purchaser. After appropriate notice, hearings were... | |
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