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" ... 1 ) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were... "
Decisions and Reports - Página 726
por United States. Securities and Exchange Commission - 1953
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...Only Rules 10b-5 (a) and (c) are at issue here. Rule : Ob-5 (b) provides that it shall be unlawful "[t]o make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which...
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Decisions and Reports, Volumen31

United States. Securities and Exchange Commission - 1956 - 926 páginas
...instrumentality of Interstate commerce, or of the malls, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice to...of a material fact or to omit to state a material fact necessary In order to make the statements made, in the light of the circumstances under which...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...interstate commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they...
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...directly or indirectly — 1508—37 2 (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they...
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Decisions and Reports, Volumen24

United States. Securities and Exchange Commission - 1953 - 734 páginas
...directly or indirectly, by the use of any mean* or Instrumentality of interstate commerce, or of tbe malls, . . . (1) to employ any device, scheme, or...of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which...
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Decisions and Reports, Volumen27

United States. Securities and Exchange Commission - 1953 - 1110 páginas
...instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, "(1) to employ any device, scheme, or artifice to...of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the cireumstances under which...
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Decisions and Reports, Volumen35

United States. Securities and Exchange Commission - 1957 - 756 páginas
...any facility of any national securities exchange, " ( 1 ) to employ any device, scheme, or artlflce to defraud, "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary In order to make the statements made, In the light of the circumstances under which...
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Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...of any national securities exchange, "(1) to employ any device, scheme, or artifice to defraud, "(21 to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which...
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Decisions and Reports, Volumen19

United States. Securities and Exchange Commission - 1951 - 862 páginas
...of interestate commerce, or of the mails, or of any facility of any national securities exchange — (1) To employ any device, scheme, or artifice to defraud; (2) To make any untrue state. ncnt of a material fact or to omit to state a material fa t necessary in order to make the statements...
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Code of Federal Regulations: Containing a Codification of Documents of ...

1990 - 1038 páginas
...issuer, directly or indirectly (1) To employ any device, scheme or artifice to defraud any person; (ii) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in light of the circumstances under which they...
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