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" ... to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading... "
The Code of Federal Regulations of the United States of America - Página 165
1980
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen445

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1979 - 996 páginas
...Only Rules 10b-5 (a) and (c) are at issue here. Rule : Ob-5 (b) provides that it shall be unlawful "[t]o make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not...
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Decisions and Reports, Volumen31

United States. Securities and Exchange Commission - 1956 - 926 páginas
...of any national securities exchange. "(1) to employ any device, scheme, or artifice to defraud, "(2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or "(3) to engage In any act, practice, or course of business which operates or would operate as a fraud...
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To Amend the Securities Act of 1933: Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...commerce, directly or indirectly — (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading....
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To Amend the Securities Act of 1933. Solicitation of Proxies, Etc., in ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1937 - 580 páginas
...directly or indirectly — 1508—37 2 (1) To employ any device, scheme, or artifice to defraud, or (2) To make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statement made, in light of the circumstances under which they are made, not misleading....
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General Rules and Regulations Under the Securities Exchange Act of 1934, as ...

United States. Securities and Exchange Commission - 1956 - 900 páginas
...of any national securities exchange, (1) to employ any device, scheme, or artifice to defraud, (2) to make any untrue statement of a material fact or...circumstances under which they were made, not misleading, or SECT. HI ItS Rule lOb-6. ProhibitioBs Against Tradiag by Persons Interested i> a (a) It shall constitute...
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Decisions and Reports, Volumen23

United States. Securities and Exchange Commission - 1953 - 824 páginas
...any national securities exchange — ( 1 ) to employ any device, scheme, or artifice to defraud ; (2) to make any untrue statement of a material fact or...circumstance! under which they were made, not misleading ; or (3) to engage tn any act, practice, or course of business wblch operates or would operate as a fraud...
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Decisions and Reports, Volumen25

United States. Securities and Exchange Commission - 1953 - 828 páginas
...any national securities exchange — "(1 ) to employ any device, scheme, or artifice to defraud. "(2) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made. In the light of the circumstances oader which they were made, not...
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The Laws of Wisconsin

Wisconsin - 1941 - 686 páginas
...collectively as "advertising matter" which shall contain an untrue statement of a material fact or omit to state a material fact necessary in order to...circumstances under which they were made, not misleading, or which shall contain inadequate or incomplete information concerning relevant matters therein mentioned...
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The Code of Federal Regulations of the United States of America

1985 - 688 páginas
...instrumentality of interstate commerce, or of the mails or of any facility of any national securities exchange, (a) To employ any device, scheme, or artifice to defraud,...circumstances under which they were made, not misleading, or Securities and Exchange Commission (c) To engage in any act, practice, or course of business which...
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Code of Federal Regulations: Containing a Codification of Documents of ...

2002 - 1016 páginas
...with an issuer tender offer: (i) To employ any device, scheme or artifice to defraud any person; (ii) To make any untrue statement of a material fact or...circumstances under which they were made, not misleading; or (iii) To engage in any act, practice or course of business which operates or would operate as a fraud...
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