.........

17 CFR-Continued 46 (47A) FR Chapter II—Continued

Page Removed; eff. 6-30-82..... . A11262 230.251 Amended...........

41767 230.253 (c)(1) revised..

41767 230.254 (b) and (d)(1) revised...... 41767 230.255 Revised................

41767 230.256 (a) introductory text

and (1), (b) and (c) introduc-
tory text revised; (d) re-
moved; (e) through (i) redes-
ignated as (d) through (h)
and revised............

41768 230.257 Introductory text and (a) revised.............

41769 230.258 Introductory text and (c) revised.............

.41769 230.259 Revised.

41769 230.260 Revised.............

41769 230.261 (a) introductory text,

(2) and (4), (b) and (d) re

vised............... ....... ... 41770 Section designation corrected.... 42655 230.262 (a) introductory text revised...........

41770 230.263 Revised......

41770 230.264 Revised...

41770 230.400 Revised; eff. 5-24-82.....A11434 230.401 Revised; eff. 5-24-82.....A11434 230.402 Revised; eff. 5-24-82.....A11434 230.403 Revised; eff. 5-24-82.....A11434 230.404 Revised; eff. 5-24-82..... A11435 230.405 Revised; eff. 5-24-82..... A11435 230.406 Removed; new 230.406

redesignated from 230.485;
eff. 5-24-82........

A11434 Revised; eff. 5-24-82...

411437 230.407 Removed; eff. 5-24-82

A11434 230.411 Revised; eff.5-24-82.....A11437 230.412 Removed; eff. 5-24-82

A11434 Added; eff. 5-24-82.....

A11438 230.413 Revised; eff. 5-24-82....A11438 230.414 Revised; eff. 5-24-82.....A11438 230.415 Redesignated as 230.445

and revised; eff. 5-24-82........ A11434 Added; eff. 3-16-82 to 12-1082..........

.A11438 230.418 Added; eff. 5-24-82....... A11439 230.421 Revised; eff. 5-24-82.....A11439 230.422 Removed; eff. 5-24-82

A11434 230.423 Revised; eff. 5-24-82.....A11440 230.425 Removed; eff. 5-24-82

17 CFR-Continued

46 (47A) FR Chapter II—Continued

Page 230.425a Removed; eff. 5-2482....

..A11434 230.426 Removed; eff. 5-24-82

A11434 230.427 Revised; eff. 5-24-82....A11440 230.428 Redesignated as 230.446

and revised; eff. 5-24-82........ A11434 230.430 Removed; new 230.430

redesignated from 230.433;
eff. 4-24-82.........

A11434
Revised; eff. 5-24-82..

411440 230.431 Removed; new 230.431

redesignated from 230.434a;
eff. 5-24-82....

A11434 Revised; eff. 5-24-82...... ...A11440 230.432 Removed; new 230.432

redesignated from 230.434b;
eff. 5-24-82...........

A11434
Revised; eff. 5-24-82.

.A11441 230.433 Redesignated as 230.430

and revised; eff. 5-24-82........ A11434 230.434 Removed; eff. 5-24-82

A11434 230.434a Redesignated

as 230.431 and revised; eff. 5-2482.................

..A11434 230.434b Redesignated

as 230.432 and revised; eff. 5-2482............

....A11434 230.434c Removed; eff. 5-2482...

.......A11434 230.434d Redesignated

230.482 and revised; eff. 5-24-
82............

.......A11434 230.435 Removed; eff. 5-24-82 A11434. 230.436 Revised; eff. 5-24-82.....A11441 230.439 Revised; eff. 5-24-82.....A11441 230.445—230.447 Redesignated

center heading revised; eff. 5-
24-82.......

411441 230.445 Removed; new 230.445

redesignated from 230.415;
eff. 5-24-82.....

A11434 Revised; eff. 5-24-82................A11441 230.446 Removed; new 230.446

redesignated from 230.428;
eff. 5-24-82...........

A11434 Revised; eff. 5-24-82................A11442 230.447 Removed; new 230.447

redesignated from 230.471(b);
eff. 5-24-82....

A11434 Revised; eff. 5-24-82..................A11442 230.455 Revised; eff. 5-24-82.....A11442 230.457 Revised; eff. 5-24-82.....A11442 230.460 Revised; eff. 5-24-82.....A11443

as

as

17 CFR-Continued 46 (47A) FR Chapter II—Continued

Page 230.461 Revised; eff. 5-24-82.....A11444 230.462 Removed; eff. 5-24-82

A11434 230.463 Revised..........

48142 230.464 Revised; eff. 5-24-82.....A11444 230.465 (b) introductory text,

(2) introductory text, and (3),
and (d) revised......

A3099 Redesignated as 230.485 and revised; eff. 5-24-82.....

A11434 230.470 Revised; eff. 5-24-82..... A11445 230.471 (b) redesignated

230.447 and revised; eff. 5-24-
82............

.A11434 Revised; eff. 5-24-82.............. .A11445 230.472 Revised; eff. 5-24-82.....A11445 230.473 Revised; eff. 5-24-82.....A11445 230.475a Revised; eff. 5-24-82...A11445 230.477 Revised; eff. 5-24-82.....A11445 230.479 Revised; eff. 5-24-82.....A11446 230.480—230.485 Undesignated

center heading added........... A11446 230.480 Added; eff. 5-24-82....... A11446 230.481 Added; eff. 5-24-82...... A11446 230.482 Redesignated from

230.434d; eff. 5-24-2............... A11434 Revised; eff. 5-24-82.. .......... .A11447 230.483 Added; eff. 5-24-82...... A11448 230.484 Added; eff. 5-24-82....... A11448 230.485 Undesignated center

heading removed; section re-
designated as 230.406 and re-
vised; new 230.485 redesignat-
ed from 230.465; eff. 5-24-82

A11434 Revised; eff. 5-24-82..................A11448 230.501-230.506 (Regulation D)

Added; eff. 4-15-82................ A11262 231 Interpretative releases...48637,

60421 Policy statement..........

48640 Interpretative releases; eff. 5

24-82............. .............. A11480 239 Incorporation by reference

approvals.............. .41753, 47938 Technical correction................. A11819 239.11 Form S-1 revised; eff. 524-82.................

. A11449 239.12 Removed; eff. 5-24-82.... A11449

Added; eff. 5-24-82................. A11451 239.13 Added; eff. 5-24-82......... A11453 239.14 Form N-2 amended...........36126 Form N-2 effective date clari.

.........

17 CFR-Continued

46 (47A) FR

Page Chapter II-Continued 239.15 Form N-1 amended...........36125 Form N-1 effective date clari

fied................... ....... 37244 239.16 Form S-6 amended; eff. 5-24-82....

A11457 239.16b Form S-8 amended; eff. 5-24-82.....

A11458 239.17 Removed; eff. 5-24-82.... A11449 239.18 Form S-11 amended; eff.

5-24-82................ .............. A11459 239.23 Form S-14 amended; eff. 5-24-82.......

A11461 239.25-239.27 Removed; eff. 524-82....

........ A11449 239.29 Form S-15 amended; eff. 5-24-82.........

A11462 239.61 Revised....

48142 239.90 Revised..

41770 239.96 Added........... 239.146 Removed; eff. 6-30-82

A11266 239.240 Removed; eff. 6-30-82

A11266 239.242 Removed; eff. 6-30-82

A11266 239.246 Removed; eff. 4-15-82

A11266 239.500 Added; eff. 4-15-82....... A11267

... 41770

1982

(Regulations published from April 1,

1982 through December 31, 1982)

.......

17 CFR

47 FR

Page Chapter II 200 Interpretative releases......... 47237 200.11 (a)(1) revised...................... 26818 200.19b Revised...........

26821 200.21 (a) revised.. 20288, 26821 (b) revised.................

37077 200.30-3 (a)(38) added.......... 38505

(a)(39) added............ (a)(40) added.........

... 44722 200.30-4 (a)(7) revised............ 26822 200.30-5 (6-3) added.......... 20295 (6-2) revised..............

22358 200.30-6 (d) revised..........

(d)(3) added................ 200.30-14 Revised........ 200.80 (d)(5), (6), and (e)(4) revised.....

20288

... 41955

.... 30467

...38505 ......20288

fied.....

......... 37244

............

.... 56843 .... 56843

..... 26819

Added.......

.... 29837

17 CFR—Continued

47 FR Chapter II—Continued

Page (a)(2) introductory text, (c)(1)

introductory text, (2), (d)(1),
(6)(ii), (e)(7) (i) and (iii) re-
vised.........

26818 200.80e Amended..

55211 200.80f Revised......

.47546 200.83 (e), (f), and (h) revised..... 20289 200.303 (a) introductory text

and (2) introductory text re

vised........... 200.306 (a) introductory text revised...........

26819 200.308 (a)(2) and (b)(1) revised............

26819 200.310 (a) revised...

.26819 200.402 (a)(4)(i) corrected........... 37077 200.500—200.511 (Subpart J)

Authority citation....... 47236 200.500 Revised...........

47236 200.502 Revised...

47236 200.503 Revised...

47236 200.504 (i) and (j) added.. 47236 200.506 Revised...

47236 200.507 Revised....

47236 200.508 (a) revised..........

.47237 200.510 (b)(2) revised....... .47237 200.511 (b)(2) revised....... 47237 200.554 (b) revised........... 26819 200.800 (b) table amended...54766,

56834 201.5 Revised.........

26819 201.22 (e) revised...

58238 202.5 (b) revised..

.26822 203.2 Revised.............

26822 210.1-02 (v)(1) revised............ 29836 210.3-01 (h) added.....

54766 210.3-02 (a) revised........

29836 (d) added...........

54766 210.3-03 Redesignated from 210.3-06....

29836 210.3-04 Added..

29836 210.3-05 Added..........

29836 210.3-06 Redesignated as 210.303....

29836 210.3-07 Removed.....

29837 210.3-08 Removed..

29837 210.3-09 (b) revised..

29837 210.3-12 (e) added............. 54767 210.3-14 (a)(1) revised.................. 25122 210.3-18 (d) revised......

29837 (a) introductory text, (2), and (3) revised......

56838 210.3-19 Added..

54767 210.3-20 Added..............

54767 210.4-01 (a)(2) revised........... 210.4-10 (k) Note added............... 57913

17 CFR—Continued

47 FR Chapter II-Continued

Page 210.5-01 (a) revised...

56838 210.5-02 Amended.......... .29837 210.6-01-210.6-10 Undesignated

center heading and sections
revised....

56838 210.6-10a-210.6-24 Removed..... 56838 210.6-22 Amended.......

.29837 210.6-30 Removed....... 210.6-31 Removed........ 210.6-32—210.6–34 Redesignated

as 210.6A-03-210.6A-05.......... 56843 210.6A-01

56843 210.6A-02 Added....

56843 210.6A-03–210.6A-05 Redesig

nated from 210.6-32–210.6-
34..

56843 210.7-05 (a) and schedules III,

IV, and V revised................ ..29837 210.11-01-210.11-03

Undesignated center heading
revised.....

29837 210.11-01 Revised............

29837 210.11-02 Revised... 210.11-03 Added....

29839 210.11A-01 Removed.

29839 210.11A-02 Removed...

29839 210.12-01 Revised; eff. 6-15-83... 56843 210.12-12 Revised; eff. 6-15-83... 56843 210.12-12A Added; eff. 6-15-83... 56844 210.12-12B Added; eff. 6-15-83... 56844 210.12-13 Revised; eff. 6-15-83... 56844 210.12-14 Revised; eff. 6-15-83... 56844 210.12-19 Removed; eff. 6-1583..

.56844 210.12-20 Removed; eff. 6-15

............ 211 Interpretative release removed.....

21029 Interpretative releases...21030, 23915,

23916, 38868, 41727, 43673,

44722, 49628, 53330 229 Heading revised......

57914 229.201 (a)(2) revised.......... 25127 Instruction 5 added....

54768 229.202 (f) and Instruction 5 added..........

54768 229.301 Instruction 3 revised;

Instructions 6, 7, and 8
added..............

54768 229.302 (a)(5) introductory text revised......

54768 (c) added...

57914 229.303 (b)(2) revised............. 29839 (a) Instructions 8 and 9 revised;

(a) Instruction 12 added.......... 54768

83.........

.......... 56844

.... 54767

83...

...55665

.....55665

17 CFR-Continued

47 FR Chapter II—Continued

Page 239.13 Form S-3 amended...29840,

54771 239.15 Form N-1 amended........... 22359 239.16 Form S-6 amended...20295,

22360 239.16b Form S-8 amended......... 54771 239.18 Form S-11 amended......... 54771 Form S-11 amended; eff. 7-183.........

... 55668 239.19 Form S-12 revised. 34939 239.20 Added...

.41955 239.23 Form S-14 revised.............34936 239.28 Form S-18 and instructions amended..........

25128 Form S-18 amended........ 29840, 57914 239.31 Form F-1 added..

.54771 239.32 Form F-2 added..

.54773 239.33 Form F-3 added... .54776 239.90 Form 1-A revised............... 39992 239.96 Form 7-A revised.... 34946 239.145 Form 237 revised... 34920 239.500 Form D revised...........

... 34947

.....54769

229.402 Instruction 1 revised.......54769 Heading revised; (a) Instruction

5 revised; (e) through (h) re-
moved; (i) redesignated as (e)
eff. 7-1-83..........

55665 229.403 Amended; eff. 7-1-83...... 55665 229.404 Added....... 229.503 (d)(10) added........... .54769 229.512 (a)(1) introductory text

and (iii) amended...................... 39803 (a)(4) and (f)(4) added............ 229.601 (a) Exhibit Table revised...........

25127 (a) Exhibit Table amended........ 54769 230.110 Revised......

26819 230.134a Added......

41955 230.135b Added.....

41955 230.138 Revised........

54769 230.153b Added.......

41955 230.175 (b)(1)(i), (2), and (c)(3) revised.............

54770 (b)(2) revised........

57914 230.234 Removed..

.29652 230.235 Removed....

.29652 230.236 (b) revised..

29652 230.237 (b) revised.

29652 230.403 (a) revised...

58238 230.405 Amended...29840, 39803,

54770 230.406 Introductory text revised......

54770 230.415 (c) revised....

39803 230.431 (a)(1)(ii) revised.. 54770 230.464 Revised......

54770 230.473 (d) revised...

54770 230.475a Revised...

54770 230.477 (b) revised..

.54770 230.485 (a) revised..........

22359 230.486 Added.......

... 22358 230.487 Added...

20294 230.501-230.506 (Regulation D)

Preliminary note 7 added........54771 230.502 (a) note revised; (b)(2)(i)(C) and (ii)(D)

54771 231 Interpretative releases...25122,

29840, 39809, 57914 239 Authority citation......34890, 39986 239.0-1 (b) revised..........

26820 239.5 Form C-3 revised.

.40105 239.11 Form S-1 amended... 29840

Amended; eff. 7-1-83.......... 55667 239.12 Form S-2 amended........... 29840

.... 19873

1983 17 CFR

48 FR

Page Chapter II 200 Interpretative releases.......... 21112 200.30-3 (a)(2) revised.............. 12346

(a)(28) revised... (a)(41) added...

24663 (a)(42) added.

52576 (a)(26) removed.....

53690 200.30-5 (b) and (h)(1) revised...... 5545 200.80 (b)(6) revised.....

.53690 200.735-4 (b)(6) revised.......... 39216 200.800 (b) table amended...12347,

13160 210.2-01 (b) revised; eff. 4-6-83.....9521 210.3-10 Interpretation...... .28230 210.3-21 Added....

36569 Authority citation corrected...... 44201 210.4-10 (i)(3)(ii), (6)(i), and

(7)(ii) revised; (k)(7) introduc-
tory text and (8) introductory
text amended...........

44200 210.9-01 Revised...........

...11107 210.9-02 Revised..

...11107 210.9-03 Revised.

.11107 Amended..............

37612 210.9-04 Revised..........

...11109 210.9-05 Revised..

11109 210.9-06 Addeded..

11109 210.9-07 Added.......

11109

added.........

17 CFR—Continued

48 FR Chapter II—Continued

Page 210.12-01 Revised...

11109 211 Interpretative releases... .3585,

10044, 14595, 23173, 28230,

51769, 54811 Interpretative releases corrected.............

27225 229.401 (b) amended..

19874 229.402 Revised....

44473 229.404 (c) amended..

37612 Amended.....

44475 229.503 (d)(3)(i), (v), and (4)(i)

revised; (d)(3)(vi) added;

(d)(4)(ii) amended............... 19874 229.601 (b)(8) and (25) amended.......

19874 (b)(10)(iii)(A), (B) introductory

text, (4), (5), and (6) amend

ed.......... 229.801 Guide amended.. 19874 230.134 (a)(14)(ii) revised.. .19875 230.144 (k) revised.........

.44771 230.158 Added...

.44770 230.174 (a) revised...........

12347 230.175 (b)(2) introductory text and (i) revised......

19875 230.237 Removed...

.44771 230.405 Amended.. 12347, 46738 230.415 (a)(1)(viii) revised........... 12347 Revised..............

52896 230.432 Revised..

19875 230.457 (j) revised.

12347 230.466 Added............

12347 230.482 (a)(2) removed; (a) (3),

(4), and (5) redesignated as
(a) (2), (3), and (4); (d) re-
vised...............

10300 (a)(2) removed; (a)(3), and (4),

redesignated as (a)(2), and
(3); (d) revised..............

55725 230.485 (b)(2) introductory text revised.............

37938 230.494 (e) revised..

.19875 230.495 Added...

.37938 230.496 Added.....

...37939 230.497 Added...

37939 230.610a (b)(10) amended...... 231 terpretative releases...10045,

11113, 37613 Securities Act Industry Guide 3 revised......

11110 Interpretative releases removed.....

44475 Interpretative releases corrected...........

.46012 Designation corrected............. 46969 239.4 Removed.........

...19875

17 CFR-Continued

48 FR Chapter II-Continued

Page 239.5 Removed....

12348 239.6 Removed...

...19875 239.7 Removed........

19875 239.11 Form S-1 amended...19875,

44475 239.12 Form S-2 amended........... 19875 239.13 Form S-3 amended........... 19875 239.15 Form N-1 amended (temporary)..............

10300 Form N-1 corrected....

44202 Form N-1 amended....

.55726 239.15A Added............

.37940 Form N-1A amended..

.55726 239.16 Form S-8 amended........... 19876 239.18 Form S-11 amended......... 44475 239.19 Removed............

12348 239.23 Form S-14 amended......... 19876 239.28 Form S-18 amended...36569,

44475 Authority citation corrected...... 44201 Heading, (a), (b), and (c) revised..............

45387 Form S-18 amended............... 45388 239.29 Form S-15 amended......... 19876 239.36 Added.........

12348 239.145 Removed.....

44771

.... 44475

........

1984 17 CFR

49 FR

Page Chapter II Chapter II Interpretation and

policy statement................ 2884 200.1 Introductory text amended; (i) revised.........

12684 200.2 (g) revised......

12684 200.11 (b) amended..

12684 (b) corrected...

13679 200.13 Existing text designated

as introductory text and
amended; (a) through (d) and
undesignated paragraph
added....

12684 200.20a leading revised; intro

ductory text amended; (a)
and (b) introductory text re-
moved; (b)(1) through (3) re-
designated as (a) through
(c).............

12685 200.20c Heading revised; text amended...

12685 200.21 Amended.

12685 (a) amended.......

13866

... 44475

...........