 | United States - 1938 - 48 páginas
...expressly authorized by law to grant such approval; "(11) Any security which is a part of an issue sold only to persons resident within a single State...security is a person resident and doing business within or, if a corporation, incorporated by and doing business within, such State or Territory." SEC. 203.... | |
 | United States. Securities and Exchange Commission - 1960 - 996 páginas
...Section 3(a)(l1) of the Securities Act in pertinent part provides an exemption from Section 5 thereof for any security "which Is a part of an Issue offered...sold only to persons resident within a single State . . . where the Issuer of such security Is . . . » corporation, incorporated by and doing business... | |
 | United States. Securities and Exchange Commission - 1962 - 1022 páginas
...•Section S(a)(ll) of tbe Securities Act In pertinent part provides an exemption from registration for any security "which Is a part of an Issue offered...sold only to persons resident within a single state . . . where the Issuer of such security la ... a corporation Incorporated by and doing business within... | |
 | United States. Congress. House. Committee on Interstate and Foreign Commerce - 1940 - 164 páginas
...(11) of the Secruities Act of 1933 grants an exemption to— "Any security which is a part of an issue sold only to persons resident within a single State...security is a person resident and doing business within or, if a corporation, incorporated by and doing business within such State or Territory." Section 3... | |
 | United States - 1953 - 1692 páginas
...expressly authorized by law to grant such approval ; (11) Any security which is a part of an issue cation of such or, if a corporation, incorporated by and doing business within, such State or Territory. (b) The Commission... | |
 | United States - 1973 - 400 páginas
...by law to grant such approval; "(11) Any security which is a part of an issue sold only to persona resident within a single State or Territory, where...security is a person resident and doing business within or, if a corporation, incorporated by and doing business within, such State or Territory." SEC. 203.... | |
 | United States - 1944 - 296 páginas
...expressly authorized by law to grant such approval ; "(11) Any security which is a part of an issue sold only to persons resident within a single State...security is a person resident and doing business within or, if a corporation, incorporated by and doing business within, such State or Territory." SEC. 203.... | |
 | 1997 - 734 páginas
...benefits of registration were too remote. Among those exemptions is that provided by section 3(a)(ll) of the Act for transactions in any security which,...such security is a person resident and doing business urithin * * * such State or Territory. The legislative history of that Section suggests that the exemption... | |
 | 1995 - 682 páginas
...benefits of registration were too remote. Among those exemptions is that provided by section 3(aXll) of the Act for transactions in any security which...an issue offered and sold only to persons resident u-ithin a single State or Territory, where the issuer of such security it a person resident and doing... | |
 | 1999 - 704 páginas
...securities made in accordance with all of the terms and conditions of this rule shall be deemed to be part of an issue offered and sold only to persons...within a single state or territory where the issuer is a person resident and doing business within such state or territory, within the meaning- of section... | |
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Any security which is a part of an issue offered and sold only to persons resident within a single State or Territory, where the issuer of such security is a person resident and doing business within, or, if a corporation, incorporated by and doing business... 
