 | United States. Congress. House. Appropriations - 1941 - 1532 páginas
...supervision by the Commission of (1) security transactions of holding companies and their subsidiaries; (2) the acquisition of securities and utility assets by holding companies and their subsidiaries; and (3) the payment of dividends, solicitation of proxies, intercompany loans, service, sales, and... | |
 | United States. Congress. House. Committee on the Judiciary - 1945 - 404 páginas
...Utility Holding Company Act of 1935 provides for supervision by the Securities and Exchange Commission of the acquisition of securities and utility assets by holding companies and their subsidiaries. Under section 10 (c) (2) of that act, before such Commission can approve the acquisition of such utility... | |
 | Howard Leoner Oleck - 1959 - 932 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | 2004 - 1202 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | Aspen Publishers - 2004 - 1284 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
 | United States. Securities and Exchange Commission - 1947 - 1292 páginas
...transactions of holding companies and their subsidiaries (Sees. 6 and 7) ; regulation of acquisitions of securities and utility assets by holding companies and their subsidiaries (Sees. 9 and 10) ; regulation of sales of public utility securities or assets, payment of dividends, solicitation... | |
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... the system. The SEC can determine what action, if any, must be taken by registered holding companies and their subsidiaries to comply with Act requirements. The SEC' can apply to federal courts for orders compelling compliance with Commission directives. 