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" Act included : (1) Inadequate disclosure to investors of the information necessary to appraise the financial position and earning power of the companies whose securities they purchase; (2) the issuance of securities against fictitious and unsound values;... "
The Securities and Exchange Commission's Regulation of Public Utility ... - Página 14
por United States. General Accounting Office - 1978 - 46 páginas
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Study of Operations Pursuant to the Public Utility Holding Company Act of ...

United States. Congress. House. Committee on Interstate and Foreign Commerce. Securities Subcommittee - 1945 - 1406 páginas
...us look at the law itself. Section 1 of the act says: When [ie : "if"] such investors cannot obtain the Information necessary to appraise the financial position and earning power of the issuers. The SEC did a fine, commendable job in getting full publicity on holding company operations....
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The Public Utility Holding Company Act of 1935, Report of the Securities and ...

United States. Congress. Senate. Select Committee on Small Business - 1952 - 34 páginas
...control. The more significant of these are recited in the preamble to the Holding Company Act and include (1) inadequate disclosure to investors of the information...securities against fictitious and unsound values; (3) the overloading of operating companies with debt and fixed charges, thus tending to prevent voluntary...
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Study of Securities and Exchange Commission: Hearings Before a ..., Partes1-2

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1952 - 1246 páginas
...Congress sought to eliminate through passage of the law are enumerated in its preamble, as follows: "(1) Inadequate disclosure to investors of the information...the companies whose securities they purchase; (2) issuance of securities against fictitious and unsound values; (3) overloading of the operating companies...
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Amendments to Public Utility Holding Company Act, 1935: Hearings Before a ...

United States. Congress. Senate. Committee on Interstate and Foreign Commerce - 1956 - 516 páginas
...Federal Trade Commission investigation and which led to enactment of the Holding Company Act included : (1) Inadequate disclosure to investors of the information...securities against fictitious and unsound values; (3) the overloading of operating companies with debt and fixed charges, thus tending to prevent voluntary...
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Hearings

United States. Congress. Senate. Committee on Commerce - 1956 - 1730 páginas
...Federal Trade Commission investigation and which led to enactment of the Holding Company Act included : (1) Inadequate disclosure to investors of the information...securities against fictitious and unsound values; (3) the overloading of operating companies with debt and fixed charges, thus tending to prevent voluntary...
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Amendments to Public Utility Holding Company Act, 1935: Hearings Before a ...

United States. Congress. Senate. Committee on Interstate and Foreign Commerce - 1956 - 514 páginas
...Federal Trade Commission investigation and which led to enactment of the Holding Company Act included : (1) Inadequate disclosure to investors of the Information...securities against fictitious and unsound values ; (3) the overloading of operating companies with debt and fixed charges, thus tending to prevent voluntary...
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Public Utility Holding Company Act Amendments: Hearings Before the ...

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities - 1982 - 996 páginas
...Section 1 of the PUHCA mentions a number of abuses which the Act was intended to correct. These are: (1) Inadequate disclosure to investors of the information...appraise the financial position and earning power of public utility holding companies. (2) The issuance of securities against fictitious and unsound values....
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Public Utility Holding Company Act: Hearing Before the Subcommittee on ...

United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Energy Conservation and Power - 1982 - 920 páginas
...summarized as follows: (1) inadequate disclosure to investors of the information necessary for them to appraise the financial position and earning power...the companies whose securities they purchase; (2) issuance of securities against fictitious and unsound values; (3) overloading operating utility companies...
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Annual Report of the Securities and Exchange Commission, Volumen25

United States. Securities and Exchange Commission - 1959 - 1524 páginas
...disclosed widespread abuses in the formation and operation of utility holding company systems, including (1) inadequate disclosure to investors of the information...the companies whose securities they purchase; (2) issuance of securities against fictitious and unsound values; (3) overloading of operating companies...
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Annual Report of the SEC.

United States. Securities and Exchange Commission - 1952 - 968 páginas
...holding company financing and operations, the more significant of which are enumerated in section 1 (b) of the Act: (1) inadequate disclosure to investors...information necessary to appraise the financial position and earnings power of the companies whose securities they purchase; (2) the issuance of securities against...
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