| Philippines - 1988 - 484 páginas
...registered as futures association unless the Commission finds that: 1. The rules of the association are designed to prevent fraudulent and manipulative acts...promote just and equitable principles of trade, to protect the public interest, and to remove impediments to the mechanism of free and open futures trading;... | |
| United States. Securities and Exchange Commission - 1963 - 1134 páginas
...associated with them, and to adopt rules and regulations governing non-member broker-dealer designed to promote just and equitable principles of trade,...other charges, and in general to protect investors the public interest and to remove impediments to and perfect mechanism of a free and open market. In... | |
| United States. Securities and Exchange Commission - 1941 - 1124 páginas
...be considered separately. On the positive side it stipulates that the rules of the association must be designed to prevent fraudulent and manipulative...to provide safeguards against unreasonable profits and charges, and, in general, to protect investors and the public interest and a free and open market.... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 páginas
...membership, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent fraudulent and manipulative acts...to promote just and equitable principles of trade, and, iu general, to protect investors, and to remove impediments to and perfect the mechanism of a... | |
| United States. Securities and Exchange Commission - 1949 - 1134 páginas
...interveners, (7) the rules of the association are designed to prevent fraudulent and manipulative *cts and practices, to promote just and equitable principles...provide safeguards against unreasonable profits or unreasonble rates of commissions or other charges, and, in general, to protect investors and the public... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 páginas
...its members, to defray reasonable expenses of administration; "(7) the rules of the association are designed -to prevent fraudulent and manipulative acts...to promote just and equitable principles of trade, and, in general, to protect investors and the public interest, and to remove impediments to and perfect... | |
| United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 páginas
...its members, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent fraudulent and manipulative acts...to promote just and equitable principles of trade, and, in genera!, to protect investors and the public interest, and to remove impediments to and perfect... | |
| United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...membership, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent fraudulent and manipulative acts...to promote just and equitable principles of trade, and, in general, to protect investors, and to remove impediments to and perfect the mechanism of a... | |
| United States. Securities and Exchange Commission - 1952 - 920 páginas
...Section ISA (b) (7) , quoted supra, requires the rules of associations to be designed, inter alia, to prevent fraudulent and manipulative acts and practices,...to promote just and equitable principles of trade, and to protect investors and the public interest. The standards of Section ISA (b) (7) are goals for... | |
| United States. Securities and Exchange Commission - 1956 - 716 páginas
...securities dealers associations qualifying for registration with us are required to prescribe rules designed to promote "just and equitable principles of trade,...to provide safeguards against unreasonable profits • , , , and, in general, to protect investors and the public interest", but they can not "impose... | |
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