Hidden fields
Libros Libros
" ... (6) the rules of the association provide for the equitable allocation of dues among its members, to defray reasonable expenses of administration; (7) the rules of the association are designed to prevent fraudulent and manipulative acts and practices,... "
Securities Markets Agencies: Hearings, Ninety-first Congress, First Session - Página 303
por United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance - 1969 - 442 páginas
Vista completa - Acerca de este libro

Official Gazette, Volumen84,Temas27-29

Philippines - 1988 - 484 páginas
...registered as futures association unless the Commission finds that: 1. The rules of the association are designed to prevent fraudulent and manipulative acts...promote just and equitable principles of trade, to protect the public interest, and to remove impediments to the mechanism of free and open futures trading;...
Vista completa - Acerca de este libro

Annual Report of the SEC.

United States. Securities and Exchange Commission - 1963 - 1134 páginas
...associated with them, and to adopt rules and regulations governing non-member broker-dealer designed to promote just and equitable principles of trade,...other charges, and in general to protect investors the public interest and to remove impediments to and perfect mechanism of a free and open market. In...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen5

United States. Securities and Exchange Commission - 1941 - 1124 páginas
...be considered separately. On the positive side it stipulates that the rules of the association must be designed to prevent fraudulent and manipulative...to provide safeguards against unreasonable profits and charges, and, in general, to protect investors and the public interest and a free and open market....
Vista completa - Acerca de este libro

Regulation of Over-the-counter Markets: Hearings Before a Subcommittee of ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 108 páginas
...membership, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent fraudulent and manipulative acts...to promote just and equitable principles of trade, and, iu general, to protect investors, and to remove impediments to and perfect the mechanism of a...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen15

United States. Securities and Exchange Commission - 1949 - 1134 páginas
...interveners, (7) the rules of the association are designed to prevent fraudulent and manipulative *cts and practices, to promote just and equitable principles...provide safeguards against unreasonable profits or unreasonble rates of commissions or other charges, and, in general, to protect investors and the public...
Vista completa - Acerca de este libro

Regulation of Over-the-counter Markets: Hearings Before the Committee on ...

United States. Congress. Senate. Committee on Banking and Currency - 1938 - 144 páginas
...its members, to defray reasonable expenses of administration; "(7) the rules of the association are designed -to prevent fraudulent and manipulative acts...to promote just and equitable principles of trade, and, in general, to protect investors and the public interest, and to remove impediments to and perfect...
Vista completa - Acerca de este libro

Regulation of Over-the -counter Markets, Hearings Before ..., 75-3 on S ...

United States. Congress. Senate. Banking and Currency Committee - 1938 - 138 páginas
...its members, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent fraudulent and manipulative acts...to promote just and equitable principles of trade, and, in genera!, to protect investors and the public interest, and to remove impediments to and perfect...
Vista completa - Acerca de este libro

Regulation of Over-the-counter Markets. Hearings Before a Subcommittee ...

United States. Congress. House. Committee on Interstate and Foreign Commerce - 1938 - 98 páginas
...membership, to defray reasonable expenses of administration; "(7) the rules of the association are designed to prevent fraudulent and manipulative acts...to promote just and equitable principles of trade, and, in general, to protect investors, and to remove impediments to and perfect the mechanism of a...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen20

United States. Securities and Exchange Commission - 1952 - 920 páginas
...Section ISA (b) (7) , quoted supra, requires the rules of associations to be designed, inter alia, to prevent fraudulent and manipulative acts and practices,...to promote just and equitable principles of trade, and to protect investors and the public interest. The standards of Section ISA (b) (7) are goals for...
Vista completa - Acerca de este libro

Decisions and Reports, Volumen36

United States. Securities and Exchange Commission - 1956 - 716 páginas
...securities dealers associations qualifying for registration with us are required to prescribe rules designed to promote "just and equitable principles of trade,...to provide safeguards against unreasonable profits • , , , and, in general, to protect investors and the public interest", but they can not "impose...
Vista completa - Acerca de este libro




  1. Mi biblioteca
  2. Ayuda
  3. Búsqueda avanzada de libros
  4. Descargar EPUB
  5. Descargar PDF