U.S. Regulation of Hedge FundsAmerican Bar Association, 2005 - 405 páginas This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index. |
Comentarios de la gente - Escribir un comentario
No encontramos ningún comentario en los lugares habituales.
Contenido
Table of Contents | 1 |
Investment Adviser Registration and Regulation | 9 |
Chapter | 13 |
Exclusions from Investment Company Act Requirements | 61 |
Chapter 4 | 87 |
Private Offerings | 111 |
Chapter 6 | 143 |
State Blue Sky Regulation | 183 |
Chapter 11 | 253 |
Chapter 12 | 267 |
Trading Activities and Reporting | 273 |
Chapter 14 | 317 |
Fees and Special Profit Allocations | 327 |
Chapter 16 | 339 |
Chapter 17 | 379 |
| 389 | |
Otras ediciones - Ver todas
U.S. Regulation of Hedge Funds Douglas L. Hammer,Carolyn S. Reiser,Geoffrey W. Haynes,Neil J. Koren,James J. Frolik,Christina M. Hamilton,Ellyn T. Roberts,Joan L. Grant Sin vista previa disponible - 2013 |
Términos y frases comunes
1956 Uniform Securities Act section activities addition advertisement Advisers Act Advisers Act Rule advisory affiliate agreement allocation amount apply assets associated authority basis beneficial broker C.FR capital Chapter client commodity Company Act comply considered contract Corp corporation described determine disclose disclosure distribution document effect employee engaged entity ERISA example Exchange Act exemption fiduciary Form fund's gain holding income infra interest investment adviser investment adviser's investment company investors issued issuer Item liability limited losses material notice offering officer offshore hedge fund organized owners participants partner percent performance period person pool portfolio principal profits prohibited purchaser Qualified reasonable receive records registration Regulation representative respect Restricted SEC No-Action Letter SEC staff selling shares short similar solicitation specific statement supra trading transaction trust Uniform Securities Act United
Información bibliográfica
| Título | U.S. Regulation of Hedge Funds |
| Autores | Douglas L. Hammer, Carolyn S. Reiser, Geoffrey W. Haynes, Neil J. Koren |
| Colaboradores | Shartsis Friese LLP., Shartsis, Friese & Ginsburg LLP., American Bar Association. Section of Business Law |
| Edición | ilustrada |
| Editor | American Bar Association, 2005 |
| ISBN | 159031297X, 9781590312971 |
| Largo | 405 páginas |
| Exportar cita | BiBTeX EndNote RefMan |