U.S. Regulation of Hedge Funds
American Bar Association, 2005 - 405 páginas
This authoritative resource surveys federal securities laws and rules applicable to the organization, capitalization and operations of private U.S. domestic investment partnerships that invest and trade mainly in the public securities markets. Includes a detailed index.
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Table of Contents
Investment Adviser Registration and Regulation
Exclusions from Investment Company Act Requirements
State Blue Sky Regulation
Trading Activities and Reporting
Fees and Special Profit Allocations
About the Authors 407
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1956 Uniform Securities Act section activities addition advertisement Advisers Act Advisers Act Rule advisory affiliate agreement allocation amount apply assets associated authority basis beneficial broker C.FR capital Chapter client commodity Company Act comply considered contract Corp corporation described determine disclose disclosure distribution document effect employee engaged entity ERISA example Exchange Act exemption fiduciary Form fund's gain holding income infra interest investment adviser investment adviser's investment company investors issued issuer Item liability limited losses material notice offering officer offshore hedge fund organized owners participants partner percent performance period person pool portfolio principal profits prohibited purchaser Qualified reasonable receive records registration Regulation representative respect Restricted SEC No-Action Letter SEC staff selling shares short similar solicitation specific statement supra trading transaction trust Uniform Securities Act United