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! The data in these tables cover substantially all new issues of securities offered for cash sale in the United States in amounts over $100,000 and with terms to maturity of more than 1 year. Included in the compilation are issues privately placed as well as issues publicly offered and unregistered issues as well as those registered under the Securities Act of 1933. The figures on publicly offered issues include a small amount of unsold securities, chiefly nonunderwritten issues of small companies. The figures on privately placed issues include securities actually issued but exclude securities which institutions have contracted to purchase but which had not been taken down during the period covered by the statistics. Also excluded are: intercorporate transactions; U.S. Government "Special Series" issues and other sales directly to Federal agencies and trust accounts; notes issued exclusively to commercial banks; issues of investment companies; and issues to be sold over an extended period such as offerings under employee-purchase plans. The chief sources of data are the financial press and documents fled with the Commission. Data for offerings of State and municipal securities are from the Bond Buyer; these represent principal

amounts instead of gross proceeds. All figures are subject to revision as new data are
received. For data for the years 1934-56, see 25th Annual Report.

Gross proceeds are derived by multiplying principal amounts or numbers of
units by offering prices except for State and municipal issues where principal amount
is used. Slight discrepancies between the sum of figures in the tables and the totals
shown are due to rounding.

3 Issues sold by competitive bidding directly to ultimate investors are classified as
publicly offered issues.

* Issues in this group include those between $100,000 and $300,000 in size which are
exempt under Regulation A of the Securities Act of 1933.

* Chiefly bank stock issues.

6 The bulk of the securities included in this category are exempt from registration
under section 4(1) of the Securities Act of 1933.

1 Excluding issues of investment companies.
& Excluding issues sold by competitive bidding directly to ultimate investors.

TABLE 4.- Proposed uses of net proceeds from the sale of new corporate securities

offered for cash in the United States

PART 1.-ALL CORPORATE
[Amounts in thousands of dollars 1]

Calendar year or

month

Proceeds
New money

Retire Other

ment of purposes Total gross Total net Total new Plant and Working securities proceeds 3 proceeds 3 money equipment capital

1957 1958 1959 1960 1961

12 883,533 12, 661,300 11,783,8799, 039,7782, 744. 101
11, 558, 343 11, 371, 563 9, 907, 1357,792, 008 | 2. 115, 127
9, 748, 069 9.526, 631 8,577,764 | 6,084, 1522, 493, 612
10, 153, 980 9, 923, 779 8,758, 2405, 661, 567 3,096, 673
13, 147, 279 12, 874, 167 10, 829, 087 7,539, 489 3, 289, 598

214, 294 663, 127 548, 952 915, 475 134, 548 814, 319 270, 784 894, 755 895, 231 | 1, 149, 849

1961
January.
February.
March.
April
May.
June.
July.
August.
September
October.
November
December.

600, 616 590, 250 551, 575
695, 413 681, 810 611, 885

696, 272 679, 178 484, 111
2, 231, 437 | 2, 202, 858 2,055, 451
1,341, 815 1,314, 344 1,090, 014
1,778, 662 1,743, 947 | 1,126,731
1,075, 335 | 1,049, 287 845, 655

813, 335 792, 866 662, 165

677, 511 658, 487 611, 683 1, 155, 4641, 129, 133 951, 815

987, 193 960, 647 907, 977 1,094, 227 | 1,071, 359 930, 024

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1962

January.
February
March.
April.
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June..

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TABLE 4.—Proposed uses of net proceeds from the sale of new corporate securities offered for cash in the United States—Continued

PART 3.-EXTRACTIVE
[Amounts in thousands of dollars 1]

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TABLE 4.-Proposed uses of net proceeds from the sale of new corporate securities offered for cash in the United States-Continued

PART 5.-RAILROAD
(Amounts in thousands of dollars 1]

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TABLE 4.-Proposed uses of net proceeds from the sale of new corporate securities

offered for cash in the United States—Continued

PART 7.-COMMUNICATION
(Amounts in thousands of dollars 1]

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