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TABLE 9.-Dollar volume and share volume of sales effected on securities exchanges in the calendar year 1961 and the 6-month period ended June 30, 1962

(Amounts in thousands]
Part 1.-12 MONTHS ENDED DEC. 31, 1961

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2, 903

Registered exchanges...-- 66,067, 691 63, 802.355 2,010, 314 2,022, 766 1,953, 823 242, 571 130, 842 American..---

6,921, 020 6,751, 977 525, 289 57, 910 Boston.

44, 622 111, 133

22,872 318, 944 318, 520 6,269

0 424 283 Chicago Board of Trade..

0
0
0
0

0
0

0 Cincinnati.

46, 607 46, 539

894
60
84

8

14 Detroit. 240, 617 240, 532 6, 533

0

0
85

58 Midwest 1,764,807 1,761, 746 43,951

158

176 National

3, 734 0 0

0

0 New York.

54,784, 685 52, 698, 5521, 292, 280 1,964, 379 Pacific Coast.

1,908, 652 121, 754 100, 293 1, 279, 840 1, 275, 109 70, 639

24

17 Philadelphia-Baltimore.

4, 707 2,559 665, 110 663, 320 16, 003

233

272 Pittsburgh..

1,557 35, 400

1,029 35, 400 1, 026

0
0

0 Salt Lake.. 3,049 3,049 19, 573

0

0 San Francisco..

2, 894 2, 894 20, 129 Spokane....

4, 718
4.718 7,729

0 Exempted exchanges....

26, 726
26, 453
1, 225

28

30 245 142 Colorado Springs..

80

80
313

0

0
0

0 Honolulu.

25, 635 25, 361

889
28

30 245 142 Richmond..

686
686
16

0 Wheeling..

325
325

7

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Registered exchanges...-- 30,976,514 29,918, 948 American..

2, 294, 181 2, 216, 710 Boston.

147, 567 147,567 Chicago Board of Trade Cincinnati.

23, 395 23, 325 Detroit.

127, 702 127, 702 Midwest.

848, 156 848, 109 National.

319

319 New York.

26, 610, 733 25, 631, 842 Pacific Coast

581, 134 580, 463 Philadelphia-Baltimore. 321, 987 321, 572 Pittsburgh..

18, 121 Salt Lake.

929

929 San Francisco Mining..

1, 139 1, 139 Spokane..

1, 152

1, 152 Exempted Exchanges.... 13,608 13, 605 Colorado Springs..

36

36 Honolulu.

12, 914

12, 911 Richmond.

504

504 Wheeling.

153

153

189, 314
2, 940

0
440
3, 241
20,683

138 614,392 27,706 7,976

425 5, 864 8,613 1, 642

0 0 58 0 7

0 967, 812

7 389

45, 078

1 0 12

0 40

0
11,079

665
26

6,386

29

0 16

0 122

0 27, 301

328 99

0 971, 506

5 662

18, 121

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NOTE:-Data on the value and volume of securities sales are reported in connection with sees paid under Section 31 of the Securities Exchange Act of 1934. They include all securities sales effected on exchanges except sales of bonds of the U.S. Government which are not subject to the fee. The data cover odd-lot as well as round-lot transactions. Reports of most exchanges for a given month cover transactions cleared during the calendar month; clearances occur for the most part on the 4th day after that on which the trade actually was affected.

TABLE 10.-Comparative share sales and dollar volumes on exchanges (Annual sales, including stocks, warrants and rights, as reported by all U.8, exchanges to the Commission.

Figures for merged exchanges are included in those of the exchanges into which they were merged]

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681, 970,500 | 73. 13
962, 135, 940

73. 02
838, 469, 889 73. 19
543, 331, 878 78. 08
468, 330, 340 78. 23
377, 896, 572 75. 44
311, 150, 396 73. 96
221, 159, 616 76. 49
486, 290, 926 74. 58
465, 523, 183 73. 40
769, 018, 138 65.87
803, 076,532 66. 07
513, 274, 867 69.82
571, 107, 842 72. 42
516, 408, 706 73. 51
893, 320, 458 76.32
863, 918, 401

74. 40 732, 400, 451 71. 21

716, 732, 406 72. 64 1,053, 841, 443 71.04 1,321, 400, 711 68. 85 1, 182, 487, 085 66. 31 1, 293, 021, 856 70. 70 1, 400, 578, 512 71. 31 1, 699, 696, 619 65. 59 1,441, 047, 564 68. 48 2, 142, 523, 490 64. 99

0.34
.32
. 38
. 25
. 26
.31
. 36
. 29
. 20
. 26
. 40
.28

19
. 18
. 18

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66 .68 .90 .87

1935 1936. 1937 1938. 1939. 1940. 1941. 1942. 1943, 1944. 1945 1946. 1947 1948. 1949 1950. 1951. 1952 1953 1954 1955. 1958. 1957 1958 1959 1960. 1961. Six months

to June 30, 1962..

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6. 91 2. 90 4.51 3. 57 2. 60 2. 05 3. 79 2. 77 2.06 2. 48 5.51 6. 83 4. 43 4. 36 3. 47 2.61 3.08 4.05 2.88 4. 74 5. 02 5. 27 4. 14 2. 74 3. 41 2. 21 2. 29

1. 21

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79 . 76 .85 .83

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. 10 . 11 . 13 .11 .07 .06

.05
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06
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05 .04

• 79

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918, 400, 496
Dollar volume
(000 omitted)

$15, 396, 139
23, 640, 431
21, 023, 865
12, 345, 419
11, 434, 528
8, 419.772
6, 248, 055
4, 314, 294
9,033, 907
9,810, 149
16, 284, 552
18, 828, 477
11, 596, 806
12, 911, 665
10, 746, 935
21, 808, 284
21, 306, 087
17, 394, 395
16, 715, 533
28, 140, 117
38, 039, 107
35, 143, 115
32, 214, 846
38, 419, 560
52,001, 255
45, 306, 603
64,071, 623

86. 64 86. 24 87.85 89. 24 87. 20 85. 17 84. 14 85. 16 84. 93 84. 14 82. 75 82. 65 84. 01 84. 67 83. 85 85.91 85. 48 84. 86 85. 25 86.23 86. 31 84.95 85. 51 85. 42 83. 66 83. 81 82. 44

7.83 8. 69 7. 56 5. 57 6. 56 7.68 7. 45 6.60 8. 90 9. 30 10.81 10. 73 8. 77 8.07 8. 44 6.85 7. 56 7.39 6. 79

1935. 1936. 1937 1938 1939 1940. 1941. 1942. 1943. 1944. 1945. 1946. 1947 1948 1949 1950. 1951. 1952. 1953. 1954, 1955. 1956. 1957 1958 1959 1960. 1961, Six months

to June 30, 1962..

1. 32 1. 39 1. 06 1.03 1.70 2.07 2. 59 2. 43 2.02 2. 11 2.00 2.00 1. 82 1.85 1. 95 2. 35 2.30 2. 67 2. 84 2. 42 2. 44 2. 75 2. 69 2. 71 2. 67 2. 73 2. 75

1.39 1. 33 1. 25 1.27 1. 37 1. 52 1. 67 1. 71 1. 43 1. 70 1. 78 1.87 2. 26 2. 53 2.49 2. 19 2. 06 2. 20 2. 20 2. 02 1. 90 2.08 2. 02 2. 11 1. 94 1. 95 2.00

12 . 11 09 11 . 13 17

1. 34 1. 05 1. 10 1.51 1.70 1. 91 2.27 2. 33 1. 30 1. 29 1. 16 1. 23 1.51 1. 33 1. 43 1. 12 1. 06 1. 11 1.04

.80 . 79 .82 . 79 .91 .88 1.11 .92 .89 .99 1. 06

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.07
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06
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6. 79

.94

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6.98 7. 77 7. 33 7. 45 9. 53 9. 35 10. 71

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2.83

1. 94

Symbols: NYS, New York Stock Exchange; AMS, American Stock Exchange; MSE, Midwest Stock Exchange; PCS, Pacific Coast ock Exchange; PBS, Philadelphia-Baltimore Stock Exchange; BSE, Boston Stock Exchange; DSE, Detroit Stock Exchange; PIT, Pittsburgh Stock Exchange; CIN, Cincin nati Stock Exchange.

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2, 397, 454 82, 840 4, 270, 580 127, 462 4,097, 298 135, 760 9, 457, 358 191, 961 6, 481, 291 232, 398 3,961, 572 124, 671 7,302, 420 175, 991 3,737, 249 104.062 4, 280, 681 88, 743 5, 193, 756 146, 459 4, 223, 258 149, 117 6, 906, 017 108, 229 5, 738, 359 218, 490 6,756, 314, 871 11, 696, 174 520. 966 9, 324, 599 339,062 9, 508, 505 361, 886 17, 330, 941 822, 336 11, 439, 065 424, 688 19, 910, 013 926,514

57 19 17 33 38 28 20 33

77 88 76 68 84 116 146

99 122 148

705, 781 258, 348 156, 481 390,832 619. 876 545, 038

441, 664 1, 127, 266

5 3 3 2

24, 664
10, 211

4, 645
15,855
29, 454
26, 491
11, 108
58, 072

92

130

i The first special offering plan was made effective Feb. 14, 1942; the plan of exchange distribution was made effective Aug. 21, 1953; secondary distributions are not made pursuant to any plan but generally exchanges require members to obtain approval of the exchange to participate in a secondary and a report on such distribution is filed with this Commission.

TABLE 12.—Reorganization proceedings under Chapter X of the Bankruptcy Act

in which the Commission participated during the fiscal year 1962

Debtor

District court

Petition filed

Petition approved

Securities and

Exchange Commission notice of appearance filed

W.D. Wash.
E.D. Ky.

do.
.do.
do.
do.

Nov. 2, 1955
Dec. 6. 1935
Nov. 28, 1939

do.
do.

Nov. 21, 1955
Dec. 20, 1935
Nov. 28, 1939

do.

do.
..do.

Nov. 7, 1955
May 1, 1940

Do.
Do.

Do.
Do.

---.do.

Alaska Telephone Corp..
American Fuel & Power Co..

Buckeye Fuel Co.
Buckeye Gas Service Co..
Carbreath Gas Co....

Inland Gas Distributing Co.
American Seal Savings & Loan Associa-

tion I...
Astrotherm Corp....
Automatic Washer Co..
Brockwood Country Club
Cal-West Aviation Inc.!.
Central States Electric Corp.
Charlotte Motor Speedway Inc.'.
Coastal Finance Corp..
Cofieyville Loan & Investment Co., Inc.
Colorado Trust Deed Funds I..
Davegs Stores Corp.'.
De Paul Educational Aid Society.
Dixie Aluminum Corp...
Dixie Fertilizer Co., Inc.'.
Dumont-Airplane & Marine Instruments
Inc...

Le Jobo Manufacturing Co.
Edlund Engineered Products Inc.1?
El-Tronics Inc.
Equitable Plan Co..
Farmers Federation Cooperative !
Fleetwood Motel Corp..
Flora Sun Corp., et al. (6 subsidiaries)'.
Food Town Inc.
General Stores Corp.
Great American Development Co.1
Hudson & Manbattan Railroad Co.

See footnotes at end of table.

D. Md.
S.D. Ind.
S.D. Iowa.
N.D. Ni
N.D. Calif..
E.D. Va.
W.D. N. Car..
D. Md.
D. Kans.
D. Colo..
S.D. N.Y
N.D. III.
N.D. Ga.
S.D. Miss.

June 23, 1961 June 30, 1961
Jan, 18, 1962 Jan. 18, 1962
Oct. 17, 1956 Nov, 2, 1956
Feb. 17, 1959 Mar. 3, 1959
Oct. 26, 1961 Oct. 26, 1961
Feb. 26, 1942 Feb. 27, 1942
Nov. 3, 1961 Nov. 3, 1961
Feb. 15, 1956 Feb. 18, 1956
July 17, 1959 July 17, 1959
Sept. 5, 1961 Pending
June 5, 1962 June 11, 1962
Jan. 5, 1959 Jan. 13, 1959
Dec. 12, 1960 Dec. 16, 1960
July 21, 1961 July 22, 1961

Aug. 8, 1961
Feb. 23, 1962
Nov. 2, 1956
Mar. 19, 1959
Oct. 26, 1961
Mar. 11, 1942
Nov. 3, 1961
Apr. 16, 1956
Aug. 10, 1959
Nov. 2, 1961
June 6, 1962
Feb. 4, 1959
Dec. 21, 1960
Aug. 18, 1961

S.D. N.Y.

do.
S.D. Fla.
E.D. Pa.
S.D. Calil.
W.D. N.Car..
D. N.J
S.D. Fla.
D. Md.
S.D. N.Y.
W.D. Tex.
S.D. N.Y.

Oct. 27, 1958
Oct. 1, 1958
Oct. 19, 1961
Nov, 25, 1958
Mar. 18, 1958
Feb. 6, 1962
Sept. 26, 1960
Feb. 27, 1962
July 29, 1959
Apr, 30, 1956
June 1, 1961
Aug. 11, 1954

Oct. 27, 1958 Nov. 10, 1958
Oct. 31, 1958 Do.
Oct. 19, 1961 Nov. 6, 1961
Nov. 25, 1358 Jan. 16, 1959
May 29, 1958 Mar. 27, 1958
Feb. 7, 1962 Apr. 13, 1962
Sept. 27, 1960 Nov. 3, 1960
Apr. 25, 1962 June 5, 1962
July 29, 1959 Aug. 13, 1959
May 1, 1956 May 23, 1956
June 3, 1961 July 28, 1961
Dec. 14, 1954 Jan. 7, 1955

TABLE 12.-Reorganization proceedings under Chapter X of the Bankruptcy Act

in which the Commission participated during the fical year 1962Continued

Debtor

District court

Petition filed

Petition approved

Securities and

Exchange Commission notice of appearance filed

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----.do.

...do.
Oct. 14, 1935
Mar. 17, 1959
Jan. 31, 1946

do..
..do..

do.
Oct. 25, 1935
Dec. 9, 1959
Nov. 5, 1959
Apr. 22, 1957
Oct. 3, 1960
Oct. 16, 1957
Oct. 31, 1960

do.
Nov. 1, 1935
Dec. 9, 1959
Nov. 5, 1959
Apr. 22, 1957
Dec. 15, 1960
Feb. 26, 1958
Oct. 31, 1960

Do.
Mar. 28, 1939
Mar. 20, 1959
Apr. 25, 1949

Do.
Do.

Do.
Mar, 28, 1939
Jan. 18, 1960
Nov. 9, 1959
May 2, 1957
Oct. 20, 1960
Oct. 24, 1957
Nov. 9, 1960

Do.

-...do ----.do.

---.do..

--.do.

do.

Do.

Hughes Homes Inc.

D. Mont. Hughes Homes Acceptance of Iowa !

do. Hughes Homes Acceptance of Montana 1

do...-Hughes Homes Acceptance of Washington!

do. Hughes Homes Acceptance of Wyom

do. Inland Gas Corp.

E.D. Ky. F. L. Jacobs Co..

E.D. Mich.. Keeshin Freight Lines Inc..

N.D. m... Keeshin Motor Express Co., Inc.

...do. Seaboard Freight Lines Inc. National Freight Lines Inc..

.do.. Kentucky Fuel Gas Corp..

E.D. Ky Kentucky Jockey Club Inc.

W.D. Ky Kirchofer & Arnold Inc.

E.D. N.Car. Liberty Baking Corp..

S.D, N.Y Magic Mountain Inc.

D. Colo.. Magnolia Park Inc..

E.D. La.
Mason Mortgage & Investment Co.

D. D.O.
Mason Mortgage Fund of Florida Inc. ----.do..
Mason Acceptance Corp..
Southern Mortgage Co., Inc.

do.. Morehead City Shipbuilding Corp.

E.D. N.Car... H, H. Mundy Corp...-

N.D. Okla. Rutang Corp.

do. Muskegon Motor Specialties.

E.D. Mich. Parker Petroleum Co., Inc.

W.D. Okla. Pickman Trust Deed Corp.

N.D. Calif. Republic Cement Corp.15.

D. Ariz. Reynolds Engineering & Supply Inc.: D. Md. San Souci Hotel Inc.?.

D. Nev Scranton Corp.

M.D. Pa.. Hal Roach Studios..

do.. Chemical & Rubber Corp. of America

..do. Rabco TV.

do Selected Investments Trust Fund 2.

N.D. Okla. Selected Investments Corp.?

do... Shawano Development Corp.

D. Wyo. Southern Enterprise Corp..

S.D. Tex. West American Corp

do. Southwest Foundation Inc.

D. N. Mex. Stardust Inc.

D. Nev Swan-Finch Oil Corp..

S.D. N.Y Keta Gas & Oil Corp.

do.. Texas Portland Cement Co.

ED. Tex. Third Avenue Transit Corp

S.D. N.Y Surface Transportation Corp.

do... Westchester St. Transportation Co., Inc.

.do. Westchester Electric Railroad Co.

do.. Warontas Press Inc.. Yonkers Railroad Co.

do TMT Trailer Ferry Inc.

S.D. Fla. Trans-Caribbean Transport Inc.

do. Trans-Caribbean Motor Transport.

do. Trailer Marine Transportation Inc.

do.. Commonwealth Inter-Island Towing Co., Inc.

do.

do..
Nov. 5, 1959 Nov. 5, 1959
Apr. 17, 1961 Apr. 17, 1961
do..

do.
May 11, 1961 May 11, 1961
May 6, 1958 May 6, 1958
June 13, 1960 June 13, 1960
Sept. 3, 1957 Sept. 3, 1957
Feb. 1, 1960 Feb.

1, 1960
Aug. 1, 1958 Aug. 1, 1958
Apr. 3, 1959 Apr, 3, 1959
do.

do
July 17, 1959 July 17, 1959
Oct. 1, 1959

Oct.

1, 1959
Mar. 3, 1958 Mar. 3, 1958
do..

do.
Apr. 3, 1959 Apr. 13, 1959
Oct. 31, 1958 Nov. 3, 1958
May 18, 1961 May 18, 1961
May 19, 1960 June 22, 1960
July 19, 1956 Sept. 10, 1956
Jan. 2, 1958 Jan. 2, 1958
Oct. 20, 1959 Oct. 28, 1959
July 7, 1958 July 7, 1958
Oct. 25, 1948 June 21, 1949
June 21, 1949

...do..

Do.
Nov. 9, 1959
May 22, 1961

Do.
May 12, 1961
June 9, 1958
June 13, 1960
Sept. 18, 1961
Feb. 17, 1960
Sept. 16, 1958
Apr. 15, 1959

Do.
Do.

Do.
Mar. 17, 1958

Do.
May 20, 1959
June 18, 1960

Do.
Oct. 31, 1961
Sept. 7, 1956
Jan. 27, 1958
Oct. 29, 1959
Aug. 12, 1958
Jan. 3, 1949
July 7, 1949

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do. Townsend Growth Fund Inc.

S.D. N.Y. Trinity Buildings Corp. of New York. S.D, N.Y Trustor's Corp...

N.D. Calif. Twentieth Century Foods Corp.1.

E.D. Ark. U.S. Durox Corp. of Colorado.

D, Colo. Walco Building Corp.!..

N.D. Ill.. Windermere Hotel Co.

N.D. IN Yuba Consolidated Industries Inc..

N.D. Calif.

do.
May 10, 1961
Jan. 18, 1945
Sept. 14, 1961
Oct. 30, 1961
Feb. 4, 1959
July 31, 1961
Sept. 13, 1960
Mar. 21, 1962

do.
May 10, 1961
Jan. 18, 1945
Oct. 9, 1961
Nov. 9, 1961
Feb. 9, 1959
Sept. 15, 1961
Oct. 12, 1960
Mar. 21, 1962

Do.
May 10, 1961
Feb. 19, 1945
Oct. 17, 1961
Feb. 21, 1962
Mar. 31, 1959
Sept. 15, 1961
Oct. 24, 1960
Mar. 23, 1962

I Commission filed notice of appearance in fiscal year 1962.

Reorganization proceeding closed during fiscal year 1962.

TABLE 13.—Summary of criminal cases developed by the Commission which were

pending at June 30, 1962

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SUMMARY Total cases pending'.

145 Total defendants 1.

840 Total defendants as to whom cases are pending ..

739 1 As of the close of the fiscal year, indictments had not yet been returned as to 196 proposed defendants In 41 cases referred to the Department of Justice. These are reflected only in the recapitulation of totals at the bottom of the table.

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