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George, David Lloyd

3 Montana.

Aug. 25, 1961 | Sec. 17(a), 1933 Act; Secs. 371 | 1 defendant pleaded guilty to 2 mail fraud counts and the conspiracy count; (National Tractor

and 1341, Title 18, U.S.C. sentenced to 1 year on each count to run consecutively with sentence on Rentals, Inc.).

last 2 counts suspended; 5 years probation to begin at end of time served.

Pending. Getchell, Francis E.

3 Southern District Jan. 15, 1957 Secs. 5(a) and 17(a) (1), 1933 Closed.
(Florada Palms,
of Florida.

Act; Sec. 1341, Title 18,
Inc.).

U.S.C.
Do.

4
do..
Aug. 19, 19572 --do.

Judgment of acquittal as to 3 defendants. Pending as to remaining

defendant.
Gilbert, Edward M.. 1 Southern District June 28, 1962 Secs. 5(a) (1), 17(a) and 24, Pending
of New York.

1933 Act; Secs. 16(a), 32,
and 32 (a), 1934 Act; Secs.
2, 1341, 1343 and 2314,

Title 18, U.S.O.
Gradsky, Norman

11 Southern District June 14, 1961 Sec. 17(a), 1933 Act; Secs. Do.
(Credit Finance
of Florida.

371 and 1341, Title 18,
Corp.).

U.S.C.
Grant, Harry L..

2 Northern District Sept. 19, 1961 Secs. 5(a) (1), 17(a) 1933 Act; Pleas of not guilty entered by defendants and bond set for $1,000 each.
of Illinois.

Sec. 1341. Title 18, U.S.C. Various motions filed. Pending.
Gray, Chester

6 Southern District Aug. 2, 1961 Sec. 17(a), 1933 Act; Secs. 371 | 2 defendants convicted and sentenced to 3 years imprisonment on 4 counts of
(Imperial Petroleum
of Florida,

and 1341, Title 18, U.S.C. the indictment; 1 defendant pleaded guilty to 1 Sec. 17(a) count and
Co.).

sentenced to 1 year, suspended, placed on probation and fined $500;
another defendant dismissed; 2 defendants appealed from their convic-

tions. Pending.
Graye, James C.

50 Connecticut.. May 18, 1950 Secs. 5(a) (1) and (2) and Judgments of guilty were entered as to 20 defendants; 16 as to 1 Sec. 5(a)
(James C. Graye

Sec. 17(a), 1933 Act; Secs. count and 4 defendants as to 1 Sec. 17(a) count; 5 other defendants pleaded
Co.).

371 and 1341, Title 18, guilty; 4 to 2 mail fraud counts and 1 to 1 Sec. 17(a) count. Sentences
U.S.C.

imposed on 20 defendants ranging from 1 year to 814 years with various
conditions for probation as to some defendants. Remaining defendants
awaiting sentences. 1 defendant dismissed; 3 defendants deceased.

Pending.
Yetman, Jack.

do.
Sept. 15, 1960 Secs. 5(a)(1), 5(a)(2), 5(c) | Dismissed as to defendant who entered guilty plea on perjury indictment.

and 17(a), 1933 Act; Secs. Pending.
371 and 1341, Title 18,

U.S.C.
Greenberg, Jacob H.

2 Southern District Feb. 6, 1961 Sec. 371, Title 18, U.S.C...--- Motion by defendants to dismiss both indictments denied Jan. 15, 1962.
(Morris Mac
of New York,

Pending.
Schwebel).
Do.
2 do.

Secs. 5(a)(1), 5(a)(2) and Do.

17(a), 1933 Act; Secs. 2 and

371, Title 18, U.S.C.
Gregory, Kenneth H. 28 New Hampshire. - Sept. 21, 1961 Secs. 5(a) (1) and (2) and Pending.
(Canam Investments,

17(a), 1933 Act; secs. 371
Ltd.).

and 1341, Title 18, U.S.C.
Gully, Guy W. (Uni-

6 Western District Dec. 7, 1961 Secs. 5(a)(1), 5(a)(2), 17(a), | Defendants pleaded not guilty. Pending. versal Fuel and of Penn

1933 À 2t; Sec. 371, Title 18, Chemical Corp.). sylvania.

U.S.C. See footnotes at end of table.

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TABLE 16.—Indictments returned for violation of the acts administered by the Commission, the Mail Fraud Statute (Sec. 1341,

formerly Sec. 338, Title 18, U.S.C.), and other related Federal statutes (where the Commission took part in the investigation and development of the case) which were pending during the 1962 fiscal year—Continued

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2 | Southern District June 15, 1962 Rule 105-5, 1934 Act. Pending.

of New York. 20 ..do.

Dec. 7, 1959 Secs. 5(a) (1), 17(a) and 24, Guilty pleas Aled as to 4 defendants; sentencing deferred; pending trial a

1933 Act; Secs. 2 and 371, to remaining defendants. Pending.

Title 18, U.S.C.
do.

Mar. 25, 1960 Sec. 1621, Title 18, U.S.C.. Pending.
2 Eastern District Apr. 11, 1960 Secs. 5(a) (2) and 17(a), 1933 Both defendants arraigned and 1 pleaded guilty; other not guilty.
of North

Act; Sec. 15(a), 1934 Act; Pending.
Carolina,

Secs. 371 and 1341, Title

18 U.S.C.
6 Southern District Sept. 14, 1961 Secs, 5(a)(1) and 24, 1933 Pending.
of New York.

Act; Secs, 371 and 1341,

Title 18 U.S.C. 6 Colorado Oct. 31, 1961 Sec. 17(a), 1933 Act; Secs.

Do.
371, 1341 and 1343, Title

18, U.S.C.
21 Ohio.

Apr. 19, 1960 Secs. 5(a)(1) and (2), 5(c) Sentencing imposed on 12 defendants ranging from 18 months to 2 years

and 17(a), 1933 Act; Secs. with various conditions for probation as to some defendants, fines from
371 and 1341, Title 18, $1,000 to $3,500; 4 defendants dismissed and 1 deceased. Pending.

U.S.C.
2 Eastern District Feb. 3, 1939 Sec. 17(a)(1), 1933 Act; Sec. Pending.
of Michigan.

1341, Title 18, U.S.C.
2 Southern District Oct. 18, 1961 Sec, 17(a), 1933 Act; Secs. Defendants arraigned and pleaded not guilty. Motion for dismissal as to
of Florida.

371 and 1341, Title 18, 1 defendant filed Jan. 16, 1962. Order entered denying said motion Mar.
U.S.C.

5, 1962. Pending.
1 Northern District | May 29, 1962 Secs. 5(c), 17(a) 1933 Act; Pending.
of Ilinois.

Sec. 1341, Title 18 U.S.C.
2 Eastern District Oct. 21, 1941 Sec. 15(a), 1934 Act...

of Michigan.
7
do.

do

Secs. 5(a)(1) and (2), 1933

Act; Sec. 371, Title 18,

U.S.C. 12

Sec. 17(a)(1), 1933 Act; Secs.

371 and 1341, Title 18,

U.S.C.
4 Southern District Apr. 26, 1961 Secs. 5(a), 5(a)(1), 17(a), 1 defendant pleaded guilty on 2 Sec. 17(a) counts; sentenced to 1 year on
of California.

1933 Act; Secs. 2, 371 and each count to run concurrently; execution suspended and placed on pro-
1341, Title 18, U.S.C

bation for 3 years following present incarceration on a mail fraud con

viction; indictment dismissed as to 2 defendants. Pending.
13 Eastern District Mar. 21, 1961 Sec. 17(a), 1933 Act; Secs. 371 12 defendants found guilty and received sentences ranging from 30 days to
of Washington.

and 1341, Title 18, U.S.C. 30 months; 2 defendants fined $5,000 each; 1 defendant appealed from his

conviction. Pending.
2 do.

.do.

do
1 Northern District Jan. 5, 1962 Sec. 17(a), 1933 Act; Sec. Pending.
of Indiana.

1341, Title 18 U.S.C.
5 Northern District Sept. 4, 1959 Sec. 17(a)(1), 1933 Act; Sec. Appeal filed. Opinion rendered affirming convictions of district court.
of Alabama,

1341, Title 18, U.S.C. Pending.

Do.

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TABLE 16.—Indictments returned for violation of the acts administered by the Commission, the Mail Fraud Statute (Sec. 1341,

formerly Sec. 338, Title 18, U.S.O.), and other related Federal statutes (where the Commission took part in the investigation and development of the case) which were pending during the 1962 fiscal year—Continued

Name of principal

defendant

Number

of de-
fendants

U.S. District

Court

Indictment
returned

Status of case

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..do.

Do.
Do.

Parker, T. M., Inc.

Do.
Do.

Do..
Peel, Jr., Joseph A.

(Insured Capital

Corporation).
Powell, Irwin Vincent.
Powis, Francis Alger-

non Gaylord (A. G.

Powis & Co., Ltd.).
Prettyman, L. Travers

(Thunderbird De

velopment Corp.).
Price, Daniel (Na-

tional Electro

Process Corp.).
Pruett, Carl A.

(Pruett & Co., Inc.).
Re, Gerardo A. (Re,

Re and Sagarese,
Swan-Finch Oil
Corp.).

28 New Hampshire - June 16, 1960 Secs. 5(a)(1), 5(a)(2), 5(c) 15 defendants pleaded guilty and 4 defendants pleaded nolo contendere;

and 17(a) (1), 1933 Act; received sentences ranging from 3 months to 3 years and probation periods
Secs. 371 and 1341, Title 18, up to 3 years; other sentences suspended and defendants placed on pro-
U.S.C.

bation and 2 fined $400. Indictment dismissed as to 2 defendants.

Pending.
1 Massachusetts.. Dec. 12, 1960 Secs. 17(a) and 24 and Rule Defendant pleaded guilty on 5 Sec. 1001 counts and sentenced to 3 months.

260, 1933 Act; Secs. 1001

and 1341, Title 18, U.S.C.
..do. .do.

June 16, 1961 Sec. 24 and Rules 255(a) and Defendant pleaded guilty to count 5 of Sec. 24 and Rules 255(a), 256(I) of

256(1), 1933 Act; Sec. 1001, the 1933 Act; given 2 years suspended sentence plus 3 years probation.

Title 18, U.S.C.
16 Eastern District Apr. 27, 1954 Sec. 371, Title 18, U.S.C... Pending.

of Michigan.
15

.do. Sec, 1341, Title 18, U.S.C.
15
do.------

.do. Sec. 17(a), 1933 Act. 15 ..do

.do.
Sec. 15(a), 1934 Act...

Do.
6 Southern District June 14, 1961 Sec. 17(a), 1933 Act; Secs. 5 defendants convicted by jury on April 12, 1962, on 9 counts of the 11 count
of Florida,

371 and 1341, Title 18, indictment; sentenced to serve 2 years on each count to run consecutively,
U.S.C.

or a total of 18 years as to each defendant. Notices of appeal filed by each

defendant. Pending.
1 Southern District Jan. 15, 1962 Secs. 2, 1001 and 1505, Title Pending.
of New York,

18 U.S.C.
22 Connecticut. May 10, 1961 Secs. 5(a)(1), 6(a)(2) and Bench warrants issued on all defendants with the exception of corporate

17(a), 1933 Act; Secs. 371 defendants, and bonds in the amount of $10,000 set for each defendant.

and 1341, Title 18, U.S.C. Order entered dismissing 1 defendant Nov. 8, 1961. Pending.
2 Kansas.
Feb. 27, 1962 Secs. 5(a) (2),

17(a), 1933 1 defendant pleaded guilty to 3 counts of the indictment charging violations
Act; Secs. 371 and 1341, of Sec. 5 of 1933 Act; remaining defendant found guilty on 23 counts of
Title 18, U.S.C.

indictment for violations of Secs. 5 and 17 of 1933 Act, Mail Fraud and

Conspiracy Statutes; remaining counts dismissed. Pending. 13 | Eastern District Dec. 18, 1959 Secs. 6(a)(2), 5(c) and 17(a), Pending. of Virginia.

1933 Act; Secs. 371 and

1341, Title 18, U.S.C.
2 Northern District June 1, 1961 Sec. 17(a), 1933 Act; Secs. Both defendants each sentenced to 9 years on their guilty pleas to 3 counts
of Georgia.

371 and 1341, Title 18, of the indictment charging violations of Sec. 17 of 1933 Act, and the Mail
U.S.C.

Fraud Statute. 7 Southern District Apr. 2, 1962 Secs. 5(a)(1), 1933 Act; Pending. of New York.

Secs. 2,371 and 1001,
Title 18, U.S.C.

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1

Rhine, Arnold R.

(A. R. Rhine dba
Rhine Petroleum

Industries).
Robertson, Thomas E.

(American-Cana-
dian Oil & Drilling

Corp.).
Roe, D. N. (Stratoray

Oil, Inc.).

Colorado

Feb. 27, 1962 Secs. 6(a)(1) and 17(a), 1933 Dofondant sentenced to 34 years Imprisonment on plea of guilty to 1 Sec.

Act; Sec. 1341, Title 18, 17(a) count.

U.S.c. Southern District June 17, 1959 Socs. 5(a)(1) and 17 (a), 1933 CA-2 sustained defendant's conviction on all but 3 counts; court modified of New York,

Act.

sentence and placed defendant on probation. Pending.

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Northern District Aug. 16, 1957

of Texas.

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Secs. 5(a) (1) and (2) and Petition for writ of certiorari to review the judgment of CA-5 filed June 19,

17(a)(1), 1933 Act; Secs. 1961. Denied Oct. 9, 1961. 2 defendants found guilty on April 27, 1962,
371 and 1341, Title 18, on counts 15-19 charging violations of the registration provisions of the 1933
U.S.C.

Act; Corporate defendant fined $15,000 and individual defendant sen-
tenced to 4 years on each count 15 and 17; imposition of remaining counts
suspended and placed on probation for a period of 5 years. Appeal filed

from the judgment of the district court May 2, 1962. Pending.
Secs. 5(a)(2) and 17(a), 1933 CA-7 affirmed counts 3 and 6 of Sec. 17(a) and counts 11 and 12 of Sec. 5(a)
Act.

of 1933 Act; reverese 6 counts of Sec. 17(a) and remanded counts 4 and 5

of Sec. 17(a) for a new trial. Pending.
Sec. 17(a), 1933 Act; Secs. Defendant pleaded guilty on all counts of indictment and sentenced to 10

206(1) 206(2) of Inv. Adv. years imprisonment.
Act of 1940; Sec. 1341,

Title 18, U.S.C.
Sec. 17(a) (2), 1933 Act; Sec. 1 defendant deceased; other defendants awaiting trial. Pending.

9(a)(2), 1934 Act; Sec. 371,

Title 18, U.S.C.
Sec. 17(a)(1), 1933 Act; Sec. | 1 defendant previously convicted; other defendant apprehended on Apr. 25,

32, 1934 Act; Sec. 1341, 1961, and released on $10,000 bond. Pending.

Title 18, U.S.C.
Secs. 5(a) (2), 17(a)(1), 1933 Closed.

Act; Sec. 1341, Title 18,

U.S.C.
Sec. 371, Title 18, U.S.C... CA-9 reviewed conviction of 2 defendants and remanded the case for a new

trial. 1 defendant on plea of nolo contendere sentenced to 3 years, sus-
pended and placed on probation for 3 years. Another defendant pleaded

nolo contendere. Pending.
Secs. 5(a)(1) and 17(a), 1933 1 defendant deceased; 2 defendants are still fugitives and remaining de-

Act; Secs. 2, 371 and 1341, fendants awaiting trial. Pending.

Title 18, U.S.C.
Sec. 17(a), 1933 Act; Sec. Pending.

1341, Title 18 U.S.C.
Sec. 17(a), 1933 Act; Sec. Do.

1341, Title 18, U.S.C.

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Sills, Robert Bernard

(Sills & Co.).
Silver, Benjamin W.

(Stardust, Inc.).
Silver State Farms,

Inc. (Valley Farms,

Inc.).
South,

Dudley Pritch-
ett (William New-

man & Co.).
Spivey, Vernon M.
Springer, Alan C.
(Arkansas Business
Development

Corp.).
Sylk, Albert J.
(Nylonet Corp.).

_do.

Jan. 26, 1960

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Sec. 1001, Title 18 U.S.C...

Do.

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