Gilbert, Edward M. 1 Southern District Aug. 19, 19572 2 Southern District of Florida. Sept. 19, 1961 Co.). Secs. 5(a) and 17(a)(1), 1933 Act; Sec. 1341, Title 18, Secs. 5(a) (1), 17(a) and 24, 371 and 1341, Title 18, Secs. 5(a) (1), 17(a) 1933 Act; Secs. 5(a) (1) and (2) and Secs. 5(a)(1), 5(a)(2), 5(c) Sec. 371, Title 18, U.S.C...... Secs. 5(a) (1), 5(a) (2) and 1 defendant pleaded guilty to 2 mail fraud counts and the conspiracy count; Closed. Judgment of acquittal as to 3 defendants. Pending as to remaining Pleas of not guilty entered by defendants and bond set for $1,000 each. 2 defendants convicted and sentenced to 3 years imprisonment on 4 counts of Judgments of guilty were entered as to 20 defendants; 16 as to 1 Sec. 5(a) Motion by defendants to dismiss both indictments denied Jan. 15, 1962. Secs. 5(a) (1), 5(a)(2), 17(a), Defendants pleaded not guilty. Pending. See footnotes at end of table. TABLE 16.-Indictments returned for violation of the acts administered by the Commission, the Mail Fraud Statute (Sec. 1341, formerly Sec. 338, Title 18, U.S.C.), and other related Federal statutes (where the Commission took part in the investigation and development of the case) which were pending during the 1962 fiscal year-Continued Pending. Guilty pleas filed as to 4 defendants; sentencing deferred; pending trial a to remaining defendants. Pending. Pending. Both defendants arraigned and 1 pleaded guilty; other not guilty. Pending. 6 Southern District Sept. 14, 1961 Secs, 5(a) (1) and 24, 1933 Pending. of New York. 6 Colorado Corp.). Lincoln Securities 21 Corp. Do. Sentencing imposed on 12 defendants ranging from 18 months to 2 years with various conditions for probation as to some defendants, fines from $1,000 to $3,500; 4 defendants dismissed and 1 deceased. Pending. Pending. Defendants arraigned and pleaded not guilty. Motion for dismissal as to 1 defendant filed Jan. 16, 1962. Order entered denying said motion Mar. 5, 1962. Pending. Pending. Do. 1 defendant pleaded guilty on 2 Sec. 17(a) counts; sentenced to 1 year on 12 defendants found guilty and received sentences ranging from 30 days to Pending. Appeal filed. Opinion rendered affirming convictions of district court. Pending. TABLE 16.-Indictments returned for violation of the acts administered by the Commission, the Mail Fraud Statute (Sec. 1341, formerly Sec. 338, Title 18, U.S.C.), and other related Federal statutes (where the Commission took part in the investigation and development of the case) which were pending during the 1962 fiscal year-Continued Defendant pleaded guilty to count 5 of Sec. 24 and Rules 255(a), 256 (f) of the 1933 Act; given 2 years suspended sentence plus 3 years probation. Pending. Powis, Francis Alger- Price, Daniel (Na- (Pruett & Co., Inc.). Re, Gerardo A. (Re, Bench warrants issued on all defendants with the exception of corporate defendants, and bonds in the amount of $10,000 set for each defendant. Order entered dismissing 1 defendant Nov. 8, 1961. Pending. 1 defendant pleaded guilty to 3 counts of the indictment charging violations of Sec. 5 of 1933 Act; remaining defendant found guilty on 23 counts of indictment for violations of Secs. 5 and 17 of 1933 Act, Mail Fraud and Conspiracy Statutes; remaining counts dismissed. Pending. Pending. Sec. 17(a), 1933 Act; Secs. Sec. 17(a)(2), 1933 Act; Sec. Sec. 17(a) (1), 1933 Act; Sec. May 26, 1960 Secs. 5(a)(2), 17(a) (1), 1933 Defendant sentenced to 34 years imprisonment on plea of guilty to 1 Sec. 17(a) count. CA-2 sustained defendant's conviction on all but 3 counts; court modified sentence and placed defendant on probation. Pending. Petition for writ of certiorari to review the judgment of CA-5 filed June 19, CA-7 affirmed counts 3 and 6 of Sec. 17(a) and counts 11 and 12 of Sec. 5(a) Defendant pleaded guilty on all counts of indictment and sentenced to 10 years imprisonment. 1 defendant deceased; other defendants awaiting trial. Pending. 1 defendant previously convicted; other defendant apprehended on Apr. 25, Seybold, George 1 Eastern District July 18, 1961 Robert. of Michigan. Schindler, David L. 4 Southern District June 28, 1957 Do. Sec. 371, Title 18, U.S.C... Secs. 5(a) (1) and 17(a), 1933 Sec. 17(a), 1933 Act; Sec. CA-9 reviewed conviction of 2 defendants and remanded the case for a new 1 defendant deceased; 2 defendants are still fugitives and remaining de- |