IMPORTANT DEVELOPMENTS DURING THE YEAR.. Enforcement activity. Registration of new security offerings. PART II LEGISLATIVE ACTIVITIES. PART III 1 1 7 8 10 Proposed Amendments to Rules 13a-15 and 15d-15 and Form 15 Adoption of Rule 15d-21 and Form 11-K; Amendment to Form 16 Amendments to Rules 31a-1 and 31a-2; Adoption of Rule 19 Examinations and investigations.... Exemption from registration of small issues. Comparative exchange statistics.. Comparative over-the-counter statistics_ Reporting under Section 15(d) _ _ _ Foreign stocks traded over the counter.. Delisting of securities from exchanges.... Delisting proceedings under Section 19(a). Unlisted trading privileges on exchanges___ Applications for unlisted trading privileges.. ADMINISTRATION OF THE SECURITIES EXCHANGE ACT OF Supervision of activities of National Association of Securities Dealers, NASD disciplinary actions.-- Commission review of NASD action on membership Commission review of NASD disciplinary action_-_ PART VI ADMINISTRATION OF THE PUBLIC UTILITY HOLDING COM- 75 Composition of registered holding company systems.-. Section 11 matters and other significant developments in active regis- Section 11 matters... Other developments--- Financing of registered public utility holding companies and their subsidiaries___ Competitive bidding. Protective provisions of first mortgage bonds and preferred stocks of Other matters.... Request for declaratory order___. PART VII PARTICIPATION OF THE COMMISSION IN CORPORATE RE- Applications for nondisclosure of certain information___ Activities of the Commission in accounting and auditing---. Table 1. A 29-year record of registrations fully effective under the Securi- Table 2. Registrations fully effective under the Securities Act of 1933, |