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TABLE 2.—Registrations fully effective under the Securities Act of 1933, fiscal year ended June 30, 1962—Continued

PART 4.-USE OF PROCEEDS AND INDUSTRY OF REGISTRANT

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Corporate issues for immediate cash offering for account of issuers (estimated gross proceeds).. Cost of flotation..

Commissions and discounts.

Expenses.
Expected net proceeds.
New money purposes.

Plant and equipment.

Working capital.
Retirement of securities.
Purchase of securities.
Other...

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78, 564

Dollar amounts are rounded and will not necessarily add to totals shown.
? A new category. Extended Cash Sale, has been introduced in the tables for fiscal
year 1962. This group includes four classifications: (1) investment companies,
(2) employee stock option plans, (3) employee saving plans,

and (4) other extended
offerings. Formerly, saving plans were included under "Corporate-for cash sale
account of issuer," and were classified in the industry group "other financial and real
estate." Stock option plans were formerly classified according to industry of the
registrant and were divided among three categories: (a) portions registered to cover
options exercisable within a year were classified as "for cash sale” (b) those registered
to cover outstanding and future options were classified as “noncash" and (c) securities
already purchased through exercise of options were classified as "for account of
others."

Securities under the classification "other" include securities for exercise
of warrants, options and other contingent offerings, and generally cover parts of
issues being registered, the other parts being included elsewhere in the table. Data
shown for the fiscal years 1960 and 1961, in Table 1 have been revised where possible
to reflect these changes. As a result, the dollar amount of corporate issues for cash
sale' has been reduced materially as has the amount for "For other than cash sale"
which now covers only such items as securities issued for property, services and other
miscellaneous purposes.

Warrants are excluded from the count of number of issues although included in
dollar amounts.

4 The 1,815 fully effective registrations shown in this table differ from the 1,833 net effectives shown in text table “Number and disposition of registration statements filed” as follows:

Excluded from fully effective but included in net effectives:

29 registrations of American Depositary Receipts
1 registration effective prior to receiving competitive bids. The amend-

ment disclosing the accepted terms was not received in fiscal 1962.
Included in fully effective but excluded from net effectives:

1 registration which became effective in fiscal 1961 subject to amendments

which were filed in fiscal 1962.
11 registrations which became effective in fiscal 1962 but were later with-

drawn.
6 This total differs from the sum of the monthly figures for offerings shown in Table
3, Part 1, under the heading “Registered under 1933 Act” chiefly because of differences
in timing between effective registration dates and offering dates.

Includes face amount certificates.
7 Includes certificates of participation and warrants.
9 Includes trade, construction, transportation other than railroads, service and agri-
culture.

Includes a number of registrations of new investment companies organized for
the purpose of exchanging individuals' portfolio holdings for investment company
shares.

10 Includes voting trust certificates and certificates of deposit registered for issuance n exchange for original securities deposited.

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TABLE 3.—New securities offered for cash sale in the United States 1

PART 1.-TYPE OF OFFERING JEstimated gross proceeds in thousands of dollars ]

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TABLE 3.-New securities offered for cash sale in the United States - Continued

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TABLE 3.-New seourities offered for cash sale in the United States '_Continued

PART 3.-TYPE OF ISSUER (Estimated gross proceeds in thousands of dollars ]

672175463

Corporate

Noncorporate

Calendar year or month

Total cor

porate

Manufacturing

Electric,
Extrac- gas, and

tive water

Railroad

Other transportation

Communication

Financial and real estate 7

U.S. Gov Federal

Foreign Comernment agency

govern. Nonmercial Total non- (including (issues State and ment profit

and corporate issues not guar- municipal and in instiother guaranteed)) anteed)

terna tutions tional

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1957. 1958 1959. 1960 1961.

12, 883, 5334, 233, 708 288, 574 3,938, 087 343, 647 479, 921 1, 461, 748 1,795, 413 342, 435 17, 687, 000 9, 600, 598 571, 550 6,958, 152 11, 558, 3433, 515, 407

504, 898 51,892 246, 565 | 3,804, 105 | 238, 352 585, 539 1,423, 776 1,088, 299 656, 299 9, 748,069 2,072, 820 161, 396

22, 884, 726 12,062, 886 2,321, 105 7,448, 803 995, 403 56, 529 3, 257, 790 173, 913 792, 829 717, 101 1,852, 906 719,314 21,326, 139 12, 322, 475 706, 998 7,681,054 545, 658 69, 955 10, 153, 9802, 152, 419 245, 6822, 851, 215 211, 244 507, 286 1,049, 810 | 2, 524, 619 611, 705 17,386, 580 13, 147, 279 4, 111, 683 261, 386 3,039, 442

7,906, 326 1,672, 086 7, 229, 500 504, 445 74, 223 178,693 534, 318 1, 820, 801 | 2, 274, 833 926, 123 22, 346, 716 12, 252, 824 1, 447, 508 8, 344, 510 236, 099 65, 775

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TABLE 3.-New securities offered for cash sale in the United States Continued
PART 4.-PRIVATE PLACEMENT OF CORPORATE SECURITIES:

[Estimated gross proceeds in thousands of dollars ]

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