TABLE 2.-Registrations effective under the Securities Act of 1933, fiscal year ended June 30, 1964-Continued

PART 3.-PURPOSE OF REGISTRATION AND INDUSTRY OF REGISTRANT

New money purposes..

Plant and equipment.
Working capital..

Retirement of securities.
Purchase of securities.
Other.

1 Dollar amounts are rounded and will not necessarily add to totals shown.
Warrants are excluded from the count of the number of issues although included
in dollar amount.

Includes issues to be offered for sale continuously over an extended period of time,
such as investment company issues and securities reserved for exercise of warrants
or options.

Covers only issues proposed for sale immediately following effective registration.
The 1,121 effective registration statements covered in this table differ from the
1,110 "net" effective statements shown in the text table "Number and disposition
of registration statements filed" as this table includes 11 statements which became
effective during the fiscal year 1964, but which were later withdrawn.

This total differs from the sum of the monthly figures for offerings shown in Table
3, part 1, under the heading "Registered under 1933 Act" because of differences in
timing between effective registration dates and offering dates, and because parts of
issues sold to affiliated companies are excluded from the series on securities offerings.

"Includes face amount certificates.
Includes certificates of participation, warrants and voting trust certificates.
Includes trade, construction, transportation other than railroad, and service
industries.

10 Includes registrations of new investment companies organized for the purpose
of exchanging investment company shares for individuals' portfolio holdings.
11 Includes securities for exercise of warrants, options and other contingent offerings
mostly involving parts of issues being registered, the other parts being included
elsewhere in the table. Also includes issues offered over an extended period to
employees under plans other than savings and stock option plans, and certificates of
participation in retirement plans of the self-employed.

12 Includes voting trust certificates and certificates of deposit registered for issuance
in exchange for original securities deposited.

TABLE 3.-New securities offered for cash sale in the United States1

TABLE 3.-New securities offered for cash sale in the United States -Continued