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ADMINISTRATION OF THE SECURITIES ACT OF 1933—Con.
Exemption from registration of small issues.
Exempt offerings under Regulation A.

Reports of sales

Suspension of exemption.--.-
Exempt offerings under Regulation B.

Reports of sales.
Exempt offerings under Regulation E.

Exempt offerings under Regulation F.
Revision of rules, regulations and forms.

Proposed amendment of Rule 485..
Amendments to Forms S-1, S-8 and S-11.

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PART IV

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ADMINISTRATION OF THE SECURITIES EXCHANGE ACT OF
1934.-
Regulation of exchanges and exchange trading

Registration and exemption of exchanges
Commission inspections of the exchanges -
Section 19(a)(1) proceedings against San Francisco Mining

Exchange.

Exchange disciplinary action..
Registration of securities on exchanges -
Statistics relating to securities on exchanges.

Number of issuers and securities ----
Market value of securities available for trading --
Share and dollar volume of stocks traded.
Foreign stocks on exchanges..

Comparative exchange statistics.
Delisting of securities from exchanges -

Delisting proceedings under Section 19(a)(2)Unlisted trading privileges on exchanges.-

Applications for unlisted trading privileges --Block distributions reported by exchanges. Registration of over-the-counter securities. Manipulation and Stabilization..--

Manipulation; market surveillance

Stabilization.
Insiders' security holdings and transactions -

Ownership reports ---

Recovery of short-swing trading profits by issuer..
Regulation of proxies.

Scope of proxy regulation..
Statistics relating to proxy statements.
Stockholders' proposals --
Ratio of soliciting to nonsoliciting companies.

Proxy contests ---
Investigations with respect to reporting provisions -
Regulation of broker-dealers and over-the-counter markets..

Registration..
Administrative proceedings -

Decisions of particular interest -
Suspension of registration pending final determination.---

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ADMINISTRATION OF THE SECURITIES EXCHANGE ACT OF
1934-Continued
Regulation of broker-dealers and over-the-counter markets—Con.

Net capital rule...
Financial statements...

Broker-dealer inspections.--
Supervision of activities of National Association of Securities Dealers,
Inc.

NASD disciplinary actions ---
Commission review of NASD disciplinary action.--.
Commission review of NASD action on membership.

Commission inspections of the NASD.
Revision of rules, regulations and forms

Adoption of Rule 0-8..
Amendments of Rules 10b-6 and 16b-3..
Rescission of Rule 12f-5.- ---
Amendments to Rules 138-15 and 150-15.--
Amendments and proposed amendments to the proxy rules -
Amendments of Rule 15b-2 and Form BD-----
Amendments of Rule 15b-9 under the Exchange Act and Rule

9(b) under the Commission's Rules of Practice.
Rescission of Rule 15c2-2.
Amendment of Rule 15c3-1
Amendments of Rules 15ab-1 and 15ag-1.
Amendment of Rule 16a-2..
Adoption of Rule 16b-10.--
Proposed amendments of Rules 17a-3 and 17a-4..
Proposed amendments to Form 8-K..
Amendments to Forms 10 and 10-K.
Adoption of Forms 12 and 12-K.----
Proposed amendments to Forms 16 and 16-K..

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PART V

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ADMINISTRATION OF THE PUBLIC UTILITY HOLDING COM-
PANY ACT OF 1935.--

Composition of registered holding-company systems..
Section 11 matters in registered holding-company systems.
Exempt holding companies
Financing of active registered public-utility holding companies and
their subsidiaries.-

Competitive bidding -
Policy as to refundability of bonds.---
Other matters...

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PART VI

PARTICIPATION OF THE COMMISSION IN CORPORATE RE

ORGANIZATIONS UNDER CHAPTER X OF THE BANKRUPTCY
ACT.---

Summary of activities.--
Jurisdictional, procedural and administrative matters.
Trustee's investigation --
Reports on plans of reorganization..
Activities with regard to allowances.
Intervention in Chapter XI proceedings.-

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