Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... Annual Report of the SEC. - Página 59por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
| 1934 - 930 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| United States - 1934 - 1518 páginas
[ Lo sentimos, el contenido de esta página está restringido. ] | |
| United States. Securities and Exchange Commission - 1935 - 208 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States. Securities and Exchange Commission - 1936 - 1320 páginas
...ratios in each instance are shown by the following table : registered on a national securities exchange, or who Is a director or an officer of the Issuer of such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States. Congress. House. Committee on Appropriations - 1937 - 1180 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such a security, shall file an initial statement of the amount of all equity securities of such issuer... | |
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