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" Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... "
Annual Report of the SEC. - Página 59
por United States. Securities and Exchange Commission - 1963
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United States Reports: Cases Adjudged in the Supreme Court at ..., Volumen423

United States. Supreme Court, John Chandler Bancroft Davis, Henry Putzel, Henry C. Lind, Frank D. Wagner - 1977 - 970 páginas
...security (other than an exempted security) which is registered pursuant to section 781 of this title, or who is a director or an officer of the issuer of such security." 'Section 16 (b), 15 USC §78p(b), reads in full: "For the purpose of preventing the...
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Economic Reconstruction Legislation of 1933[-1934].

National Industrial Conference Board - 1933 - 280 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Federal Reserve Bulletin, Volumen20

1934 - 930 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Securities and Exchange Act of 1934

United States - 1934 - 1518 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Journal of the Assembly of the State of New York, Volumen3

New York (State). Legislature. Assembly - 1934 - 1184 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Stock Exchange Regulation: Hearing Before the Committee...seventy-third ...

United States. Congress. Senate. Interstate and Foreign Commerce Committee - 1934 - 972 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security shall file with the exchange and with the Commission, at the time of the registration...
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Business and Government, Volumen2

Charles Carroll Rohlfing, Edward Weamer Carter, Bradford Williams West, John Gaines Hervey - 1935 - 632 páginas
[ Lo sentimos, el contenido de esta página está restringido. ]
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Official Summary of Stock Transactions and Holdings of Officiers ..., Volumen1

United States. Securities and Exchange Commission - 1935 - 208 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after...
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Report on the Study and Investigation of the Work, Activities ..., Volúmenes6-8

United States. Securities and Exchange Commission - 1936 - 1320 páginas
...ratios in each instance are shown by the following table : registered on a national securities exchange, or who Is a director or an officer of the Issuer of such security, shall file, at the time of the registration of such security or within ten days after...
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Independent Offices Appropriation Bill for 1938: Hearings Before the ...

United States. Congress. House. Committee on Appropriations - 1937 - 1180 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such a security, shall file an initial statement of the amount of all equity securities of such issuer...
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