Every person who is directly or indirectly the beneficial owner of more than 10 per centum of any class of any equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer... Annual Report of the SEC. - Página 59por United States. Securities and Exchange Commission - 1963Vista completa - Acerca de este libro
| United States. Securities and Exchange Commission - 1935 - 208 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States. Securities and Exchange Commission - 1936 - 1320 páginas
...ratios in each instance are shown by the following table : registered on a national securities exchange, or who Is a director or an officer of the Issuer of such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States. Congress. House. Committee on Appropriations - 1937 - 1180 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such a security, shall file an initial statement of the amount of all equity securities of such issuer... | |
| United States. Congress. House. Committee on Appropriations - 1937 - 1490 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such a security, shall file an initial statement of the amount of all equity securities of such issuer... | |
| United States. Securities and Exchange Commission - 1941 - 1124 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who Is a director or an officer of the issuer of such a security. Section 16 (b), with certain exceptions, provides for the recovery by the issuer or... | |
| United States - 1938 - 48 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, or who is a director or an officer of the issuer of such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States - 1953 - 1692 páginas
...equity security (other than an exempted security) which is registered on a national securities exchange, e; applicability of certain Federal laws after June such security, shall file, at the time of the registration of such security or within ten days after... | |
| United States. Congress. Senate. Committee on Banking and Currency - 1950 - 264 páginas
...indirectly the beneficial owner of more than 10 percent of any class of any covered equity security, or who is a director or an officer of the issuer of such security, must file, at the time of the registration of the security or within 10 days after he... | |
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